| Mar 28 2020 |
The CARES Act Stimulus Bill: Tax Changes to Improve Liquidity for Businesses, Assist Employers and Stimulate the Economy |
Katten |
| Mar 20 2020 |
Industry Regulators Implement Big Changes to Support Telehealth During COVID-19 |
Katten |
| Oct 25 2019 |
CFTC, Among Other US Financial Regulatory Agencies, Joins the Global Financial Innovation Network |
Katten |
| Jun 7 2014 |
Delaware Court of Chancery Invalidates Consent Due to Inadequate Disclosures |
Katten |
| Feb 7 2017 |
Office of Management and Budget Issues Guidance Implementing "One-In, Two-Out" Executive Order |
Katten |
| Sep 13 2013 |
Consumer Financial Protection Bureau (CFPB) Bulletin Warns Employers Against Exclusive Use of Payroll Cards |
Katten |
| Aug 7 2015 |
National Futures Association Grants Form PR Reporting Relief to Certain CTAs |
Katten |
| May 19 2023 |
SEC No-Action Letters on Proxy Materials and Other Developments Reinforce Commission-Wide Commitment to ESG |
Katten |
| Dec 23 2012 |
Additional Guidance Provided on FINRA's Suitability Rule |
Katten |
| Dec 30 2012 |
Head of SEC Enforcement Division's Asset Management Unit Addresses Hedge Fund Enforcement Priorities |
Katten |
| Jul 24 2020 |
SEC Adopts Amendments and Issues Guidance Related to Proxy Voting Advice |
Katten |
| Feb 19 2016 |
SEC Advisory Committee on Small and Emerging Companies to Discuss Capital Formation Landscape for Small and Emerging Companies |
Katten |
| Jan 8 2021 |
Elad Roisman Named Acting Chairman of SEC |
Katten |
| Jan 30 2015 |
CME Group Exchanges Revise Position Limit Rules |
Katten |
| Sep 17 2018 |
Bridging the Week by Gary DeWaal: September 10 - 14 and September 17, 2018 (ICOs; Registration; Audit Trail; Reporting; Blue Sheets; Supervision) |
Katten |
| Sep 29 2013 |
IRS Provides Special Rules for Refund of Employer-Paid Taxes Related to Imputed Income for Same-Sex Spouse Benefits |
Katten |
| Feb 6 2018 |
EPA Replaces the MACT "Once In, Always In" Policy |
Katten |
| Apr 12 2019 |
SEC Adopts Rules to Modernize and Simplify Disclosure |
Katten |
| Feb 6 2015 |
SEC Advisory Committee on Small and Emerging Companies to Discuss “Accredited Investor” Definition |
Katten |
| Feb 23 2017 |
SEC Whistleblower Protection: Recent Cautionary Tales and New Best Practices |
Katten |
| Mar 20 2020 |
COVID-19: Families First Coronavirus Response Act |
Katten |
| Aug 4 2020 |
Gambling With Graffiti: Using Street Art on Goods or in Advertising Comes With Significant Risks |
Katten |
| Apr 22 2019 |
Bridging the Week by Gary DeWaal: April 15 – 19 and April 22, 2019 (Privacy Requirements No Secret; Not Quite the "Thrilla in Manila") |
Katten |
| Feb 17 2015 |
Agencies Issue Tool for Calculating Capital Requirements for Securitization Exposures |
Katten |
| Dec 20 2022 |
IRS Issues Guidance on "Qualified Manufacturer" Requirements for New Electric Vehicle Tax Credits |
Katten |
| Feb 17 2018 |
CFTC Issues Interim Final Rule To Reorder and Alphabetize Definition Regulation |
Katten |
| Mar 7 2016 |
Bridging the Week: February 29 – March 4, and 7, 2016 (Electricity; Prearranged Trades; Delivery Line Freshening; FCPA; Limiting Bank Exposure) |
Katten |
| Oct 5 2018 |
CFTC Releases White Paper Addressing Cross-Border Swaps Regulation; CFTC and Australian Securities Regulator Sign FinTech Cooperation Agreement |
Katten |
| Sep 15 2017 |
SEC Issues Statement on September 5 Implementation of “T+2” Settlement Cycle for Securities Transactions |
Katten |
| Apr 26 2019 |
OCIE Issues Risk Alert on Investment Adviser and Broker-Dealer Compliance Issues Related to Regulation S-P |
Katten |
| Jan 22 2021 |
Remote Online Testing Available for Candidates Seeking to Take Futures Industry Proficiency Examinations |
Katten |
| May 3 2019 |
FINRA Issues Warning on Imposter Website Threat |
Katten |
| Oct 23 2018 |
Qualified Opportunity Zone Proposed Regulations Q&As |
Katten |
| Sep 18 2015 |
FCA Announces Changes to GABRIEL |
Katten |
| Dec 14 2023 |
A Breath of Fresh Air: CFTC Proposes Voluntary Carbon Credit Market Guidance |
Katten |
