October 14, 2019

October 14, 2019

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details which are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency-directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and news readers want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

Date Title Organization
11
Oct
Attorney Representing LLC Does Not Necessarily Owe A Professional Duty To Co-Equal Owner Allen Matkins Leck Gamble Mallory & Natsis LLP
11
Oct
PRA Updates Its Policy On Settlement Of Enforcement Action Squire Patton Boggs (US) LLP
11
Oct
Eleventh Circuit to Rehear Arguments that Godiva Class Members Suffered No Concrete Injury Womble Bond Dickinson (US) LLP
11
Oct
Litigation Finance’s Rising Role in Commercial Litigation – It’s All Coming Together Polsinelli PC
10
Oct
The BUILD Act Greenlights Equity Investments, Increasing Need for Legal Involvement McDermott Will & Emery
10
Oct
Treasury Identifies Oil and Gas, Petrochemical, Maritime, Financial Services, and Real Estate as CFIUS Focus Areas Jones Walker LLP
10
Oct
Finally the IRS Clarifies Its Position on Cryptocurrency McDermott Will & Emery
10
Oct
Five Tips to Mitigate Risk in Cryptocurrency Mergers and Acquisitions Polsinelli PC
10
Oct
Antitrust Surprises from DOJ during the Trump Administration – Predicting the Consequences Foley & Lardner LLP
10
Oct
Waiver of Privilege in a Post-Great Hill World Polsinelli PC
10
Oct
SOFR So Good! IRS Makes It Easier to Say ‘Goodbye’ to LIBOR Mintz
10
Oct
Will the Eleventh Circuit Fall in Line with its Sister Circuits in Interpreting Spokeo’s Standing Requirements in FACTA Cases? Bilzin Sumberg
10
Oct
Final IRS Regulations for Hardship Distributions Incorporate a Decade of Legislative Changes Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
10
Oct
IRS Issues New Cryptocurrency Guidance Greenberg Traurig, LLP
10
Oct
How Can Automotive Startups Attract Investment from Car Manufacturers? Foley & Lardner LLP
10
Oct
The Failing Firm Defense Is an Absolute Defense to an Otherwise Anticompetitive Merger Epstein Becker & Green, P.C.
9
Oct
Energy & Sustainability M&A Activity – October 2019 Mintz
8
Oct
Best Practices for Plan Sponsors #12 Drinker Biddle & Reath LLP
8
Oct
Weekly IRS Roundup September 30 – October 4, 2019 McDermott Will & Emery
8
Oct
Court Of Chancery Applies Political Question Doctrine In Deferring To U.S. President’s Recognition Of Venezuelan President And Holds That Extra-territorial Effects Do Not Preclude Application Of The Act Of State Doctrine K&L Gates

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