May 23, 2022

Volume XII, Number 143

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May 20, 2022

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

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Date Title Organization
20
May
What Does the New I-956 EB-5 Regional Center Designation Process Mean for Regional Center Investors? Greenberg Traurig, LLP
19
May
Court Enjoins Law Requiring California Businesses Have Women on Their Board of Directors Sheppard, Mullin, Richter & Hampton LLP
19
May
Expert Witness Case Complexity & Vetting – Episode 36 [Podcast] IMS Consulting & Expert Services
19
May
DC Circuit Narrowly Interprets False Claims Act’s “Government-Action Bar” ArentFox Schiff LLP
19
May
FTC Has Full Slate of Commissioners Epstein Becker & Green, P.C.
19
May
CFPB Metrics Report Shows Increased Scrutiny of Borrower Access to Servicers, Information, and Loss Mitigation Opportunities Greenberg Traurig, LLP
19
May
Vale’s ESG Disclosures Lead to Regulatory and Shareholder Litigation K&L Gates
19
May
Tuning Up Stock Option Grant Practices Foley & Lardner LLP
19
May
Virginia Finalizes CDPA Text With the Addition of Three Amendment Bills ArentFox Schiff LLP
19
May
Plaintiffs’ Bar Shows Renewed Interest in COBRA Notice Litigation Jackson Lewis P.C.
19
May
Hacking Healthcare: Cyberattack Contingency Planning and Response Epstein Becker & Green, P.C.
19
May
Why Environmental Compliance Auditing is Important in the Purchase/Sale of a Business von Briesen & Roper, s.c.
19
May
NYC Amends Salary Transparency Law; Delays Effective Date Hunton Andrews Kurth
19
May
Preventing Lender Liability: A Cautionary Case Study Varnum LLP
19
May
The Metaverse: A Legal Primer for the Hospitality Industry ArentFox Schiff LLP
19
May
What’s in a Name?: “Defense Stocks” Highlight the Challenges for Asset Managers in Navigating Sustainability Taxonomies as They Characterize Investments as ESG-Compliant Cadwalader, Wickersham & Taft LLP
19
May
US Imposes Additional Sanctions, Consulting Services Ban, Export Controls Targeting Russia Greenberg Traurig, LLP
18
May
US Executive Branch Update – May 18, 2022 Squire Patton Boggs (US) LLP
18
May
Contractor Representations Regarding Cybersecurity Compliance/Capabilities: An Increasingly Fertile Ground for Bid Protests Greenberg Traurig, LLP
18
May
How a Strong Partner Lawyer Can Make Due Diligence Easier [PODCAST] Bradley Arant Boult Cummings LLP

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