October 22, 2021

Volume XI, Number 295

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October 19, 2021

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
20
Oct
Key Takeaways | Conventional Energy Companies Pivot to Renewables [VIDEO] McDermott Will & Emery
20
Oct
FTC to Hold Virtual Open Meeting on October 21, 2021, on Findings From Agency’s 6(b) Orders to ISPs Hunton Andrews Kurth
20
Oct
Disgorgement Continues at the SEC Proskauer Rose LLP
20
Oct
Do you need an industry-specific CRM? Lawmatics
20
Oct
Practical Considerations for Prize Draws – New Guidance Issued by the ASA Squire Patton Boggs (US) LLP
20
Oct
Alert: New TCPA Risk Avoidance Tool Womble Bond Dickinson (US) LLP
20
Oct
Aon Defeats ERISA Class Action at Trial Jackson Lewis P.C.
20
Oct
A Guide to Time Tracking for First-Year Associates Bill4Time
20
Oct
DOJ Announces Civil Cyber-Fraud Initiative Kohn, Kohn & Colapinto
20
Oct
Chancery Court Dismisses Disclosure and Breach Claims in LLC Financing Litigation K&L Gates
20
Oct
A Corporation May Get Religion, But Not Easily Allen Matkins Leck Gamble Mallory & Natsis LLP
20
Oct
Asia Q4 Checkin: Living with Covid, Supply Chain and China’s Crackdown on Its Free Market Experiments with Paul Kim [PODCAST] Sheppard, Mullin, Richter & Hampton LLP
19
Oct
OFAC Ransomware Update Bracewell LLP
19
Oct
TCPA Litigation Update — No Payday for Deceptive Conduct Mintz
19
Oct
Why Legal Teams Need Digital Contracting for Modern Business Ironclad
19
Oct
California Passes Law Establishing New Wage and Hour Requirements for Employers in the Garment Industry Sheppard, Mullin, Richter & Hampton LLP
19
Oct
Weekly Bankruptcy Alert (For the week ending October 17, 2021) Pierce Atwood LLP
19
Oct
EPA PFAS Plan – Companies Must Prepare Now CMBG3 Law
19
Oct
Recent Amendments to State Breach Notification Laws Polsinelli PC
19
Oct
Godiva to Settle Geographical Claim Dispute Keller and Heckman LLP

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