August 12, 2022

Volume XII, Number 224

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August 12, 2022

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August 11, 2022

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August 10, 2022

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Securities, SEC, & Financial Institution Law News

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Date Title Organization
14
Jul
Industry Groups to CFPB: Take Back UDAAP Anti-Discrimination Policy Sheppard, Mullin, Richter & Hampton LLP
14
Jul
Mexico Nearshoring Trends Across the Manufacturing Landscape Foley & Lardner LLP
14
Jul
Federal Court Rejects Attempt to Impose FCRA Executive Liability on CEOs of CRAs Squire Patton Boggs (US) LLP
14
Jul
Forthcoming New York Law Expands Protections for Credit Card Reward Points K&L Gates
14
Jul
Warning Signs of a Criminal Investigation: Considerations for In-House Counsel and Corporate Executives in a Post-Roe World Epstein Becker & Green, P.C.
14
Jul
EEOC Drops New Guidance on COVID-19 Testing Foley & Lardner LLP
14
Jul
Wegmans Agrees to Pay $400,000 Penalty After Cloud Security Lapse Hunton Andrews Kurth
14
Jul
Pennsylvania Cuts Corporate Tax Rate, Makes Other Changes to Corporate Tax Law McDermott Will & Emery
14
Jul
SEC Solicits Comments On Whether Index Providers, Model Portfolio Providers, And Pricing Services Are Investment Advisers: Seeking A Problem For A "Solution" K&L Gates
14
Jul
Does COVID-19 Cause Direct Physical Loss or Damage To Property? Allen Matkins Leck Gamble Mallory & Natsis LLP
14
Jul
A Conjunction is Worth Thousands of Dollars: Recent Case Highlights Significance of “And” vs. “Or” Proskauer Rose LLP
14
Jul
Crypto Mining – Plugging In and Powering Up [PODCAST] Bracewell LLP
14
Jul
Post-Dobbs Abortion-Related Travel Benefits: Surveying Employers’ Options Mintz
13
Jul
Mexico Issues New NOM for Good Manufacturing Practices (GMP) Regarding Cosmetic Products. OLIVARES
13
Jul
Recent Data Reveals How Much It Might Cost to Enter a Moratorium Squire Patton Boggs (US) LLP
13
Jul
The Gloves Come Off: CFTC Takes Swing at Largest Bitcoin Fraud Scheme McDermott Will & Emery
13
Jul
Superfund Tax on Chemicals: What You Need to Know to Comply Bergeson & Campbell, P.C.
13
Jul
CPSC Continues Enforcement Push in the First Quarter of 2022 Foley & Lardner LLP
13
Jul
Japan Enacts Economic National Security Act Greenberg Traurig, LLP
13
Jul
Wolfsberg Group Releases Guidance on Negative News Screening Squire Patton Boggs (US) LLP

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