Administrative & Regulatory

Administrative agencies and changes in the area of regulatory law, are two areas of law which are regularly covered in the news media. And, because these areas of law change frequently, it is important to have the latest news which is available. The National Law Review covers the latest administrative and regulatory actions as they unfold. From appointment of new Administrative law judges (ALJs), to the appointment of the Officer of Management and Budget office in Mick Mulvaney, the National Law Review covers this, and other agency and regulatory news as it unfolds.

New regulations in tax-law, rulemaking decisions, the Securities and Exchange Commission (SEC), and the latest news in regulatory agendas, are reported on daily on NLR’s website. The adjudication and enforcement of regulatory agendas, new appointments to government offices and agencies, and news from the federal and state-level, is updated on the National Law Review daily. Readers can find information about new legislation, law-making, changes in government agencies, the appointment of new directors, and litigation involving administrative and regulatory news as it unfolds.

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Because news is unfolding on a regular basis, visitors want to read about the latest topics, areas of concern, and rulemaking which might affect them in the future. The National Law Review adds new content on a daily basis, meaning visitors will always have up-to-date legal analysis on regulations that may impact their business.

 

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Aug
31
2020
FCA Publishes Consultation Paper on Extending Annual Financial Crime Reporting Obligation Katten
May
7
2021
FCA Publishes Discussion Paper on Strengthening Financial Promotion Rules for High-Risk Investments and Firms Approving Financial Promotions Katten
Sep
18
2023
FCA Publishes Expectations on the Travel Rule for UK Cryptoasset Businesses Katten
Aug
11
2022
FCA Publishes Final Rules for Reform of the Appointed Representative Sector Greenberg Traurig, LLP
May
31
2023
FCA Publishes Findings From its Whistleblowing Survey 2022 Katten
Sep
28
2023
FCA Publishes Letter on Preparations for Cryptoasset Financial Promotion Rules Katten
Mar
6
2020
FCA Publishes LIBOR Dear CEO Letter Katten
Oct
25
2019
FCA Publishes Market Watch Newsletter Katten
Oct
23
2020
FCA Publishes New and Updated Whistleblowing Webpages Katten
Sep
11
2020
FCA publishes new supervision strategy for Insurance Intermediaries Squire Patton Boggs (US) LLP
Sep
27
2023
FCA Publishes Outcome of its Review of Firms' Compliance with Sanction Controls K&L Gates
Sep
27
2023
FCA Publishes Outcome of its Review of Firms' Compliance with Sanction Controls K&L Gates
Sep
28
2023
FCA Publishes Policy Statement and Near-Final Rules on Financial Promotion Approvals Gateway Katten
Mar
15
2019
FCA Publishes Policy Statement on New Financial Services Directory Katten
Jan
29
2021
FCA Publishes SEC MoU on Financial Services Supervision Post-Brexit Katten
Dec
13
2019
FCA Publishes SM&CR Materials Katten
Nov
6
2020
FCA Publishes Statement on Approach to Share Trading Obligation After Brexit Transition Period Katten
Oct
9
2020
FCA Publishes Statement on MiFIR Trade Reporting and Position Limit Obligations Katten
May
24
2019
FCA Publishes Supervisory Findings and Dear CEO Letter About Principals and Appointed Representatives in the Investment Management Sector Katten
Jan
17
2024
FCA Publishes Update on UK Market Share Test for Ancillary Activities Exemption 2024-2025 Katten
Oct
12
2019
FCA Publishes “Brexit Special” Market Watch Katten
Nov
9
2020
FCA Reminds Firms to Review Value of Their Insurance Products in Light of Impact of COVID-19 Squire Patton Boggs (US) LLP
Jan
22
2021
FCA Reminds UK Firms to Regularly Review Their Regulatory Permission Katten
Dec
1
2022
FCA Seeks Feedback on ‘Synthetic’ USD LIBOR Cadwalader, Wickersham & Taft LLP
Dec
16
2020
FCA Started First Consultation on the Implementation of Investment Firms Prudential Regime Proskauer Rose LLP
May
8
2020
FCA Statement on Modification by Consent in Relation to SM&CR Katten
Jul
17
2020
FCA Statement on New Enhanced Financial Services Register Katten
Feb
7
2022
FCA Stepping up Competition Law Enforcement Squire Patton Boggs (US) LLP
Nov
15
2019
FCA Supports SEC “No Action” Extension for MiFID II Katten
Feb
18
2020
FCA Takes Action on Persistent Credit Card Debt Squire Patton Boggs (US) LLP
Jan
1
2022
FCA Takes Next Step Towards a UK Consumer Duty: An Update for Regulated Businesses Greenberg Traurig, LLP
Mar
5
2020
FCA Targets Areas for 2020 and Increased Use of the Voluntary Disclosures Polsinelli PC
Oct
19
2022
FCA Tightens Appointed Representative Regime Squire Patton Boggs (US) LLP
Apr
9
2021
FCA Update on Reporting LEIs of Non-EEA Third Country Issuers Under UK SFTR Katten
Jan
15
2021
FCA Updates COVID-19 Webpage With Guidance on Market Trading and Reporting Katten
 

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