Administrative & Regulatory

Administrative agencies and changes in the area of regulatory law, are two areas of law which are regularly covered in the news media. And, because these areas of law change frequently, it is important to have the latest news which is available. The National Law Review covers the latest administrative and regulatory actions as they unfold. From appointment of new Administrative law judges (ALJs), to the appointment of the Officer of Management and Budget office in Mick Mulvaney, the National Law Review covers this, and other agency and regulatory news as it unfolds.

New regulations in tax-law, rulemaking decisions, the Securities and Exchange Commission (SEC), and the latest news in regulatory agendas, are reported on daily on NLR’s website. The adjudication and enforcement of regulatory agendas, new appointments to government offices and agencies, and news from the federal and state-level, is updated on the National Law Review daily. Readers can find information about new legislation, law-making, changes in government agencies, the appointment of new directors, and litigation involving administrative and regulatory news as it unfolds.

Anything encompassing new government regulations will also be found under the administrative and regulatory law section on The National Law Review. Regulations made by government agencies via the powers appointed to them by statutes or the Constitution are highly covered topics on the National Law Review as well. For visitors who want the latest information on the new administration which is heading the CFPB, to reading about new state regulations where they live, will find such topics covered on NLR.

Because news is unfolding on a regular basis, visitors want to read about the latest topics, areas of concern, and rulemaking which might affect them in the future. The National Law Review adds new content on a daily basis, meaning visitors will always have up-to-date legal analysis on regulations that may impact their business.

 

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Oct
25
2014
SEC Sanctions Athena in First High-Frequency Trading Manipulation Case Katten
Aug
31
2021
SEC Sanctions Public Company for Misleading Disclosures About Data Breach Hunton Andrews Kurth
Jan
13
2015
SEC Sanctions Two Exchanges for Failing to Accurately Describe Order Types and Making Preferential Disclosure to High Frequency Traders Proskauer Rose LLP
Feb
7
2022
SEC Says Remedy Stops Penalty: HeadSpin Avoids Fine in SEC Fraud Action Proskauer Rose LLP
Feb
29
2024
SEC Schedules Vote on Proposed Climate Disclosures Mintz
Oct
19
2013
SEC Scores in Accounting Fraud Suit Against BankAtlantic Corp. and Former CEO Katten
Mar
18
2022
SEC Scrutiny of Climate Change Disclosures on the Rise Robinson & Cole LLP
Mar
22
2013
SEC Secures Largest-Ever Settlement for Insider Trading Case Barnes & Thornburg LLP
Mar
11
2013
SEC Seeks Information to Assess Standards of Conduct and Other Obligations of Broker-Dealers and Investment Advisers Katten
Mar
30
2021
SEC Seeks Public Input on Potential Changes to Climate Risk Reporting Beveridge & Diamond PC
May
2
2022
SEC Seeks to Expand ‘Dealer’ or ‘Government Securities Dealer’ Definition to Require Additional Firms to Register with Agency and Comply with Federal Securities Regulations Greenberg Traurig, LLP
Dec
17
2021
SEC Seeks to Fix “Cracks” in Rule 10b5-1 Nelson Mullins
Mar
15
2023
SEC Seeks To Update Privacy Act of 1974 Regulations Sheppard, Mullin, Richter & Hampton LLP
Dec
9
2020
SEC Sends Warning Shot on COVID-Impact Disclosures Bracewell LLP
Dec
10
2012
SEC Sets Rulemaking Agenda for 2013 Katten
Dec
17
2021
SEC Sets the Table for Stricter Rule 10 B5-1 Insider Trading Plans and Enhanced Disclosures for Company Repurchases McDermott Will & Emery
Oct
29
2019
SEC Settles Additional Share Class Selection Actions Vedder Price
Oct
7
2014
SEC Settles Charges Against Barclays Capital for Compliance Failures After Acquisition of Lehman’s Advisory Business Vedder Price
Jul
13
2014
SEC Settles Charges Against Hedge Fund Adviser for Conducting Prohibited Transactions and Retaliating Against Whistleblower Vedder Price
Jul
7
2021
SEC Settles Charges against Index Provider Related to Publication of Volatility-Related Index Vedder Price
Jul
14
2014
SEC Settles Charges Against Investment Adviser for Improperly Calculating Advisory Fees and Overcharging Clients Vedder Price
Oct
7
2014
SEC Settles Charges Against Investment Advisory Firm for Undisclosed Principal Transactions and Misleading Performance Advertisements Vedder Price
Feb
11
2022
SEC Settles Charges Against Operating Company for Failure to Evaluate and Disclose Director's Breach of Independence Standards Vedder Price
Jul
14
2014
SEC Settles Charges Against Portfolio Manager for Improperly Benefiting Hedge Fund Client at Expense of U.S. Fund Investors Vedder Price
Oct
29
2019
SEC Settles Charges Against Two Advisers Relating to Variable Insurance Portfolios Vedder Price
Jul
12
2014
SEC Settles Civil Foreign Corrupt Practices Act (FCPA) Action Against Two Former Oil Services Executives Katten
Jul
16
2013
SEC Settles Enforcement Action with Morgan Keegan Directors Regarding Fair Valuation Godfrey & Kahn S.C.
Jul
16
2013
SEC Settles Enforcement Action with Trustees Regarding Investment Advisory Contract Approvals and Renewals Godfrey & Kahn S.C.
Nov
11
2020
SEC Settles Enforcement Proceeding Without Imposing a Penalty Against Adviser That Self-Reported Alleged Expense Waiver Misrepresentations Vedder Price
Oct
7
2014
SEC Settles Multiple Enforcement Actions for Failure to Timely File Reports of Beneficial Ownership Vedder Price
May
12
2013
SEC Settles Suit for Misleading Advisory Contract Approval Disclosure Morgan, Lewis & Bockius LLP
Jul
25
2014
SEC Settles Third-Party Insider Trading Claim Against New York Investor Relations Executive Katten
Oct
7
2021
SEC Settles with Alternative Data Provider for $10 Million Hunton Andrews Kurth
Jan
13
2015
SEC Settles with Investment Advisory Firm over Claims of False Performance Advertising Vedder Price
Sep
11
2014
SEC Shamelessly Targets Late Filers Allen Matkins Leck Gamble Mallory & Natsis LLP
Sep
2
2012
SEC Shines Light on Resource Extractor Payments McDermott Will & Emery
Feb
23
2024
SEC Significantly Broadens "Dealer" Definition Katten
May
29
2020
SEC Simplifies Financial Disclosures for Acquisitions and Dispositions Womble Bond Dickinson (US) LLP
Apr
30
2021
SEC Small Business Capital Formation Advisory Committee to Discuss Opportunities for Underrepresented Founders and Investors Katten
Jul
1
2022
SEC Solicits Comments on Whether Index Providers, Model Portfolio Providers, and Pricing Services Are Investment Advisors: Seeking a Problem for A "Solution" K&L Gates
May
22
2012
SEC Speaks 2012 Vedder Price
Mar
11
2013
SEC Speaks 2013: Enforcement Division Highlights Need for Strong Compliance Programs and Continued Efforts to Expand Reach of Foreign Corrupt Practices Act (FCPA) Investigations Faegre Drinker
Oct
22
2020
SEC Speaks 2020: Enforcement and Examination Highlights K&L Gates
Sep
13
2019
SEC Staff Announces Changes to Rule 14a-8 No-Action Request Process Katten
Jul
18
2019
SEC Staff Asks for Time: Feels Pressure From Automatic Filing Effectiveness Carlton Fields
Aug
15
2013
SEC Staff Examination Priorities – Are There Changes Ahead for Unregistered Retirement Plan Recordkeepers Faegre Drinker
Nov
13
2011
SEC Staff Grants No-Action Relief on Compliance with ERISA Disclosure Rule Morgan, Lewis & Bockius LLP
Nov
10
2020
SEC Staff Issues FAQs on Form CRS Disciplinary History Information Accompanied by a Joint Statement from Chairman Clayton and Division Directors Vedder Price
Dec
17
2019
SEC Staff Issues Form CRS FAQs Vedder Price
Oct
28
2019
SEC Staff Issues Guidance on Performance and Fee Disclosure Vedder Price
 

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