Financial Institutions Banking

Published between:
Published Title Organization
May
21
2021
 ESMA Recommends Permanently Lowering the Reporting Threshold for Net Short Positions to 0.1 Percent Katten
May
21
2021
 Marketplace Lending Update #9: To Thine Own Self Be True? Not Necessarily Cadwalader, Wickersham & Taft LLP
May
21
2021
 European Commissioner Speech on AML and CTF Action Plan Reforms Katten
May
21
2021
 Notice of Filing of a Proposed Rule Change to Adopt a Supplemental Liquidity Schedule Katten
May
21
2021
 GMP Equalisation Under the Microscope – Bulk Transfers Will Require Close Examination Squire Patton Boggs (US) LLP
May
20
2021
 Private Credit Lenders Should Remain Vigilant in 2021 Proskauer Rose LLP
May
20
2021
 Beware of Downhill Flow of Supervisory Guidance Jones Walker LLP
May
20
2021
 Too Much Bother: Broker/Dealer Affiliate of An Insurer Catering to Retirement Plans Norris McLaughlin P.A.
May
20
2021
 SEC Awards Four Whistleblowers More Than $31 Million Proskauer Rose LLP
May
20
2021
 Reform to Retail Prices Index (RPI) K&L Gates LLP
May
20
2021
 New Draft UK Legislation- Ability to Disqualify Directors of Dissolved Companies Squire Patton Boggs (US) LLP
May
20
2021
 Simple Agreement for Future Equity - SAFE: An Innovative Investment Tool Varnum LLP
May
20
2021
 Decoding the Future Value of Behind-the-Meter Load for Cryptocurrency and Computing: A Conversation with Compute North Executives [Podcast] McDermott Will & Schulte LLP
May
19
2021
 HUNSTEIN UPDATE: Court in Illinois Cites Hunstein with Approval While Distinguishing It Troutman Amin, LLP
May
19
2021
 IRS Clarifies Key Provisions of the COBRA Subsidy Robinson & Cole LLP
May
19
2021
 California District Court Again Dismisses ERISA Lawsuit Challenging 401(k) Plan’s Fees Jackson Lewis P.C.
May
19
2021
 401(k) Investment Option Challenge Heads to Ninth Circuit Jackson Lewis P.C.
May
19
2021
 The FCA Consults on UK’s Investor Protection Rules for SPACs Cadwalader, Wickersham & Taft LLP
May
18
2021
 Under Armour Inc. Pulls Sales Forward, SEC and Stockholders Push Back Proskauer Rose LLP
May
18
2021
 Raising the Bar: SEC to Propose Increased Thresholds for Performance-Based Fees Norris McLaughlin P.A.
May
18
2021
 Litigation Minute: Bankruptcy Issues with Respect to Vendors and Other Contractual Counterparties K&L Gates LLP
May
17
2021
 ERISA Cybersecurity Lessons for Employers Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
May
17
2021
 Pre-Settlement Loans: Can You Get More than One? Answers to Your Funding Questions Tribeca Lawsuit Loans
May
17
2021
 Goods Lost to Chapter 11 Closing Sale, Resulting “Sue and Labor” Expenses, Covered Under Ocean and Inland Marine Policy, According to Second Circuit Court of Appeals Hunton Andrews Kurth
May
17
2021
 Price Gouging Weekly Round Up - May 17, 2021 Proskauer Rose LLP
May
17
2021
 What’s the Story on the Recent Rise in U.S. Interest Rates? Will It Last? Is It Contagious? Norris McLaughlin P.A.
May
17
2021
 Weekly Bankruptcy Alert (For the week ending May 16, 2021) Pierce Atwood LLP
May
17
2021
 Fiduciary Investment Advice: Implications Of Department Of Labor Prohibited Transaction Exception 2020-02 Jackson Lewis P.C.
May
14
2021
 SEC Staff of Division of Investment Management Issues Statement on Registered Funds Investing in Bitcoin Futures Vedder Price
May
14
2021
 ESG: European Commission Consults on Draft Delegated Regulation of Disclosure Obligations Under Taxonomy Regulation Katten
May
14
2021
 FCA Update: New Authorized Fund Regime, RegData Data Collection Platform Katten
May
14
2021
 Don't Bank On Using "Bank" In A URL Allen Matkins Leck Gamble Mallory & Natsis LLP
May
14
2021
 UK Government Publishes Guidance on Supply of Emissions Allowances in UK ETS Katten
May
14
2021
 FCRA Claim Survives Dismissal Where Plaintiff Alleges Defendant Did Not Have a Permissible Purpose to Access Plaintiff’s Credit Report Based on Prior Discharge of Mortgage Debt in Bankruptcy Womble Bond Dickinson (US) LLP
May
14
2021
 CFTC Announces Energy and Environmental Markets Advisory Committee Meeting Katten
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