| Jul 7 2015 |
SEC Proposes Clawback Rule |
Covington & Burling LLP |
| Jul 7 2015 |
Court Rules Unincorporated Association Aided Director’s Breach Of Fiduciary Duty |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 6 2015 |
Delaware Bans Corporate Fee-Shifting Bylaws and Authorizes Delaware-Only Forum Requirement for Intra-Corporate Litigation |
Mintz |
| Jul 6 2015 |
Delaware Supreme Court Holds Tooley Direct vs. Derivative Rule Is No Bar to Parent Corporation’s Contract Claim |
Proskauer Rose LLP |
| Jul 6 2015 |
SEC Sanctions Hedge Fund Advisory Firm For Improper Valuations of Illiquid Securities |
Proskauer Rose LLP |
| Jul 6 2015 |
Court Rules Shareholders May Be Sued In De Facto Dissolution |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 2 2015 |
SEC Issues Landmark Order Barring Gag Clauses |
Zuckerman Law |
| Jul 2 2015 |
SEC Seeks Public Input on Exchange-Traded Product Trading Issues |
Morgan, Lewis & Bockius LLP |
| Jul 2 2015 |
UCLA Professor Bainbridge Takes On S.B. 75 And The Delaware Bar |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 1 2015 |
Vivek Ranadivé and Wisconsin Investment Adviser Both Big into Cherrypicking, According to Sources |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
| Jul 1 2015 |
SEC Charges Mutual Fund Board Members and Investment Adviser with Violations of Section 15(c) For Deficient Advisory Contract Approval Process |
Faegre Drinker |
| Jul 1 2015 |
SEC’s Data-Driven Analysis Identifies Allegedly Improper Trade Allocations by Investment Advisor |
Proskauer Rose LLP |
| Jun 30 2015 |
A Compilation of SEC Non-Enforcement Actions - Securities and Exchange Commission |
Foley & Lardner LLP |
| Jun 30 2015 |
Supreme Court Denies Review of Fourth Circuit Loss Causation Case |
Proskauer Rose LLP |
| Jun 30 2015 |
Hurry – Only Few Days Left For UK Share Plan Annual Returns! |
Squire Patton Boggs (US) LLP |
| Jun 30 2015 |
Happy Public Float Day! re: Securities and Company's Outstanding Shares |
Mintz |
| Jun 29 2015 |
Bridging the Week: June 22 to 26 and 29, 2015 (Clawbacks, Third-Party Payments, Block Trades, Trade Allocations, Governance; Reg SCI) |
Katten |
| Jun 29 2015 |
Do Investment Advisers Automatically Have Fiduciary Duties to Their Clients? |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
| Jun 29 2015 |
New LLC Is Not Delivered By Sale Membership Interests |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 29 2015 |
Changes in Margin Trading and Short Selling Regulations and the Potential Impact on Client Investment’s Through QFII A-Shares |
Sheppard, Mullin, Richter & Hampton LLP |
| Jun 28 2015 |
CFTC’s Division of Market Oversight to Hold Public Roundtable Regarding Made Available To Trade Determinations |
Katten |
| Jun 26 2015 |
SEC Announces Open Meeting on Proposed Clawback Requirements under Dodd-Frank Act |
Proskauer Rose LLP |
| Jun 26 2015 |
Delaware Amends Its Corporate Law to Prohibit Fee-Shifting, Approve Exclusive Forum Provisions and Facilitate At-The-Market Offerings |
Katten |
| Jun 26 2015 |
SEC Division of Corporation Finance Issues New Compliance and Disclosures Relating to New “Regulation A+” |
Katten |
| Jun 26 2015 |
FIA Market Technology Division Releases Recommendations to Prepare for Leap Second Event |
Katten |
| Jun 26 2015 |
CFTC’s Division of Market Oversight Issues Updated Guidebook for Part 20 Reports |
Katten |
| Jun 26 2015 |
Massachusetts Federal Jury Convicts Amateur Golfer for Insider Trading |
Katten |
| Jun 26 2015 |
Final Rules Concerning the Restrictions Imposed On the Retail Distribution of CoCos and Other Regulatory Capital Instruments |
Katten |
| Jun 26 2015 |
Securities and Exchange Commission Advisory Committee Issues Recommendation |
Squire Patton Boggs (US) LLP |
| Jun 26 2015 |
Making the Most Out of Your Board Meeting |
Foley & Lardner LLP |
| Jun 26 2015 |
Court Of Appeal Holds “May” Does Not Mean “May Only” |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 25 2015 |
The SEC’s Proposed Reporting and Disclosure Changes: What Investment Companies and Advisers Should Know |
Faegre Drinker |
| Jun 25 2015 |
FIN4 May Have Embarked on a Risky Hacking/Insider Trading Strategy |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
| Jun 25 2015 |
SEC Proposes Amendments to Form ADV and Investment Advisers Act Rules |
Faegre Drinker |
| Jun 25 2015 |
California Corporations Code: Another Dubious Assertion Concerning Section 2115 |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 25 2015 |
Tips and Traps When Talking to Potential Investors |
Foley & Lardner LLP |
| Jun 24 2015 |
SEC Charges Two Businesses for Acting as Unlicensed Broker-Dealers in EB-5 sales |
Greenberg Traurig, LLP |
| Jun 24 2015 |
Consequences of Waiving Attorney-Client Privilege |
Mintz |
| Jun 23 2015 |
IRS Revamps Proposed Issue Price Definition for Municipal Bonds |
Mintz |
| Jun 23 2015 |
Ninth Circuit Court Of Appeals Holds No ERISA Preemption Of Section 419(b) |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 22 2015 |
“Does Anybody Really Know What Time It Is?” |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 22 2015 |
Data Security Breach Documents Sought in Home Depot Books-and-Records Suit |
Mintz |
| Jun 21 2015 |
SEC Sanctions Independent Trustees for Approving Mutual Fund Advisory Contract without Sufficient Information |
Proskauer Rose LLP |
| Jun 19 2015 |
SEC Denies Motion to Stay Regulation A+ |
Katten |
| Jun 19 2015 |
The MCDC Orders: Everything is Material re: Municipalities Continuing Disclosure Cooperation |
Barnes & Thornburg LLP |
| Jun 19 2015 |
California Brokers Plead Guilty to Insider Trading of Ardea Biosciences, Inc. Stock |
Katten |
| Jun 19 2015 |
SEC Requests Public Comment on ETPs |
Katten |
| Jun 19 2015 |
Is Buying Stock The Same As Providing Capital? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 19 2015 |
SEC Opens New Funding Options with Regulation A+ |
Faegre Drinker |
| Jun 19 2015 |
Theme of Corporate Governance in Alternative Investment Funds Continues to be Debated |
Katten |
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