| Sep 6 2011 |
SEC Announces Slight Decrease in Fee Rates for Section 6(b), Section 13(e) and Section 14(g) in Fiscal Year 2012 |
Sheppard, Mullin, Richter & Hampton LLP |
| Sep 3 2011 |
Municipal Bond Offerings: MSRB Propose Rules of Conduct for Municipal Advisors |
Hunton Andrews Kurth |
| Sep 3 2011 |
SEC Concept Release Requests Industry Comments on Funds’ Use of Derivatives |
Morgan, Lewis & Bockius LLP |
| Sep 2 2011 |
SEC Replaces Credit Ratings with New Wide Market Following Test for Shelf Registration Statement Eligibility |
Hunton Andrews Kurth |
| Aug 29 2011 |
Investment Advisers —Massachusetts Adopts Rule on Use of Expert Networks |
Greenberg Traurig, LLP |
| Aug 28 2011 |
Recent IRS Notices Provide Supplemental FATCA Guidance and Phased-in Implementation |
Morgan, Lewis & Bockius LLP |
| Aug 27 2011 |
California Court of Appeal Refuses to Permit an Action for Rescission of a Strategic Transaction, Holding That a Board Has No Duty Under California Law to Include a "Fiduciary Out" |
Sheppard, Mullin, Richter & Hampton LLP |
| Aug 24 2011 |
Dodd Frank – Several Developments of Note |
Greenberg Traurig, LLP |
| Aug 22 2011 |
Derivatives — Inter-Affiliate Swaps Exemption from Dodd-Frank is Sought in Congress |
Greenberg Traurig, LLP |
| Aug 22 2011 |
Does DOJ Probe Mean the Government is Finally Turning Up Heat on the Rating Agencies? |
Center for Public Integrity |
| Aug 19 2011 |
Second Circuit Addresses Materiality at the Pleadings Stage in Two Recent Decisions |
Sheppard, Mullin, Richter & Hampton LLP |
| Aug 19 2011 |
Justice Department Investigation of S&P |
Risk and Insurance Management Society, Inc. (RIMS) |
| Aug 15 2011 |
The Dodd-Frank Act: A Guide to the Corporate Governance, Executive Compensation, and Disclosure Provisions |
Sheppard, Mullin, Richter & Hampton LLP |
| Aug 14 2011 |
Derivatives — Several Developments of Note |
Greenberg Traurig, LLP |
| Aug 13 2011 |
Corporate Informants Could Reap Big Windfalls for Exposing Fraud Under New Whistleblower Rules |
Center for Public Integrity |
| Aug 9 2011 |
SEC Delays Planned Adoption Date for Several Executive Compensation Provisions Under the Dodd-Frank Act |
Morgan, Lewis & Bockius LLP |
| Aug 8 2011 |
Unclaimed Property Audits: No Laughing Matter |
Greenberg Traurig, LLP |
| Aug 7 2011 |
The Future of Ratings: How rating agencies gained so much power, helped tank the economy and figure into the future of risk assessment |
Risk and Insurance Management Society, Inc. (RIMS) |
| Aug 7 2011 |
U.S. Stock Market Plunge Followed Financial Stability Oversight Council Warning |
Center for Public Integrity |
| Aug 7 2011 |
US Department of Labor’s OSHA announces measures to improve Whistleblower Protection Program |
U.S. Department of Labor |
| Aug 6 2011 |
Stock Market Plunge Shows Need for Tough Oversight of Financial System, Reformers say |
Center for Public Integrity |
| Aug 6 2011 |
The Global Stock Sell-Off and Risk Management |
Risk and Insurance Management Society, Inc. (RIMS) |
| Aug 4 2011 |
SEC Adopts Large Trader Reporting System |
Morgan, Lewis & Bockius LLP |
| Aug 3 2011 |
Can an Auditor Still be Independent After 100 Years on a Corporate Payroll? |
Center for Public Integrity |
| Aug 3 2011 |
SEC Investigating Shale Gas Producers |
Greenberg Traurig, LLP |
| Aug 3 2011 |
Same-Sex Marriage Legalized in New York: Implications for Estate and Tax Planning |
McDermott Will & Emery |
| Jul 31 2011 |
Dodd-Frank: Final Whistleblower Provisions Take Effect August 12th -Is Your Company Ready? |
Dinsmore & Shohl LLP |
| Jul 30 2011 |
Clarification on Requirements for Dividend-Withholding Tax Reimbursements in Italy |
McDermott Will & Emery |
| Jul 29 2011 |
DC Circuit Panel Vacates Proxy Access Rule |
Hunton Andrews Kurth |
| Jul 24 2011 |
D.C. Circuit Invalidates SEC's Proxy Access Rules |
Sheppard, Mullin, Richter & Hampton LLP |
| Jul 23 2011 |
Closer to Fine: IRS Expands the Safe-Harbor for Swap Assignments to Accommodate Dodd-Frank Implementation |
Greenberg Traurig, LLP |
| Jul 22 2011 |
Wall Street Uses Risk Management? |
Risk and Insurance Management Society, Inc. (RIMS) |
| Jul 22 2011 |
Second Circuit Holds That the Private Securities Litigation Reform Act of 1995 Bars All RICO Claims Based Upon Alleged Acts of Securities Fraud |
Sheppard, Mullin, Richter & Hampton LLP |
| Jul 19 2011 |
Is this a Security? Tamer Salameh, et al, Plaintiffs v. Tarsadia Hotels |
Greenberg Traurig, LLP |
| Jul 19 2011 |
SAFE Circular 19 Provides New Operating Instructions on Foreign Exchange Administration for Round-Trip Investment in China |
Morgan, Lewis & Bockius LLP |
| Jul 19 2011 |
Payments by Enron are "Settlement Payments" under the Bankruptcy Code's Safe Harbor Provisions |
Hunton Andrews Kurth |
| Jul 18 2011 |
10 Social Media Must Haves For Your Corporate Compliance And Ethics Program |
Sheppard, Mullin, Richter & Hampton LLP |
| Jul 18 2011 |
Investment Adviser Act Audits: OCIE Deputy Director Norm Champ Explains What Examiners Are Looking For When Conducting Examinations |
Greenberg Traurig, LLP |
| Jul 14 2011 |
Your Opinion Matters: 5 Things Attorneys Should Know That Business Owners Don’t |
BizBuySell |
| Jul 14 2011 |
White House threatens to veto House budget as too stingy with CFPB, SEC funding |
Center for Public Integrity |
| Jul 13 2011 |
IRS Defends Discretion to Withhold Section 1256 Exchange Designation for ISOs |
McDermott Will & Emery |
| Jul 13 2011 |
For Better or Worse? FTC and DOJ Remake Hart-Scott-Rodino Act Premerger Notification Form and Rules |
Morgan, Lewis & Bockius LLP |
| Jul 13 2011 |
New Internal Revenue Code Section 162(m) Proposed Regulations Take Surprising Position on Restricted Stock Unit Grants |
Sheppard, Mullin, Richter & Hampton LLP |
| Jul 13 2011 |
Trade Associations Express Concern over Risks of Diverging EU and US Derivatives Regulation |
McDermott Will & Emery |
| Jul 12 2011 |
New York High Court Applies the "Single-Entity Exemption" in the Securities Litigation Uniform Standards Act of 1998 |
Sheppard, Mullin, Richter & Hampton LLP |
| Jul 11 2011 |
SEC Adopts Rules Exempting Venture Capital Fund Advisers from SEC Registration and Setting Forth Reporting Regime |
Morgan, Lewis & Bockius LLP |
| Jul 10 2011 |
New Developments for Foreign Special Purpose Companies and Round-Trip Investment |
Sheppard, Mullin, Richter & Hampton LLP |
| Jul 8 2011 |
FTC Announces Major Changes to Disclosure Requirements for Hart-Scott-Rodino Notification Rules and Form |
McDermott Will & Emery |
| Jul 8 2011 |
Delaware Supreme Court Holds That Insider Trading Claims Alleging Misuse of Confidential Corporate Information Need Not Show Injury To the Corporation |
Sheppard, Mullin, Richter & Hampton LLP |
| Jul 7 2011 |
Supreme Court Decision Limits Primary Rule 10b-5 Liability |
Lowndes, Drosdick, Doster, Kantor & Reed, P.A. |
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