| Oct 23 2019 |
SEC Expands “Testing-the-Waters” Accommodation to All Issuers, Regardless of EGC Status |
Jones Walker LLP |
| Feb 26 2024 |
SEC Expected to Drop Scope 3 GHG Emissions Disclosure Requirements From Final Climate Rule |
Mintz |
| Dec 8 2023 |
SEC Expected to Vote on Proposed Climate Disclosures by April 2024 |
Mintz |
| May 26 2015 |
SEC Explains Rationale in Forum Selection in Contested Cases |
Barnes & Thornburg LLP |
| Jan 16 2015 |
SEC Extends AML Relief for Broker-Dealer CIP Reliance on Advisers |
Morgan, Lewis & Bockius LLP |
| Apr 6 2013 |
SEC Extends Compliance Date for Certain Large Trader Requirements |
Katten |
| May 6 2019 |
SEC Extends Compliance Date for Regulation NMS Changes |
Katten |
| Mar 26 2020 |
SEC Extends Conditional Regulatory Relief and Issues Disclosure Guidance Regarding COVID-19 |
ArentFox Schiff LLP |
| Feb 9 2014 |
SEC Extends Exemptions for Security-based Swaps - Securities and Exchange Commission |
Katten |
| Feb 2 2013 |
SEC Extends Expiration Date for Interim Final Rules Providing Exemptions for Security-Based Swaps |
Katten |
| Jun 30 2020 |
SEC Extends Guidance for Email Paper Documents & Manual Signatures Required |
Mintz |
| Sep 24 2012 |
SEC Extends Municipal Advisor Final Rulemaking Deadline One Year |
Bracewell LLP |
| Jan 19 2013 |
SEC Extends No-Action Letter Permitting Broker-Dealers to Rely on Certain Investment Advisers to Conduct Customer Identification Program Obligations |
Katten |
| Sep 28 2017 |
SEC Extends No-Action Relief Under The Loan Rule |
Faegre Drinker |
| Sep 25 2018 |
SEC Extends Registration Requirements for Investment Companies and Broker Dealers to ICO/Crypto Firms |
Proskauer Rose LLP |
| Mar 18 2020 |
SEC Extends Regulatory Relief for Funds and Advisers Impacted by Coronavirus |
Godfrey & Kahn S.C. |
| Jul 6 2020 |
SEC Extends Relief from 1940 Act In-Person Voting Requirements |
Vedder Price |
| Mar 30 2020 |
SEC Extends Reporting Exemptions and Issues COVID-19 Disclosure Guidance |
Jones Walker LLP |
| Sep 18 2015 |
SEC Extends Specified Temporary Relief Related to Security-Based Swaps |
Katten |
| Jan 7 2013 |
SEC Extends Sunset Date for Temporary Rule Regarding Principal Trades with Certain Advisory Clients |
Katten |
| Nov 18 2019 |
SEC Extends Temporary Relief for MiFID II-Compliant Research Payments |
Vedder Price |
| Mar 30 2020 |
SEC Extends Temporary Relief for Public Companies and Registered Investment Advisers Affected by the Coronavirus (COVID-19) |
Robinson & Cole LLP |
| Jan 13 2015 |
SEC Extends Temporary Rule Regarding Adviser Principal Trades |
Vedder Price |
| Feb 25 2022 |
SEC Extends Virtual Shareholder Meeting Guidance |
Nelson Mullins |
| Mar 24 2011 |
SEC Extracts Fines, But Not Confessions |
Center for Public Integrity |
| Sep 16 2022 |
SEC Eyes Further Crypto Regulation as Concerns over Conflicts of Interest Loom |
Proskauer Rose LLP |
| Oct 17 2014 |
SEC Faces New Constitutional Challenge to Administrative Proceedings Based on Tenure Protection of Administrative Law Judges |
Faegre Drinker |
| Oct 1 2011 |
SEC Fee Rate Adjustment for Section 6(B), Section 13(E) and Section 14(G) To Be Effective October 1, 2011 |
Sheppard, Mullin, Richter & Hampton LLP |
| Jun 7 2023 |
SEC Files Desist & Refrain Order Against Coinbase Alleging Failure To Qualify Staking Rewards Program |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 24 2014 |
SEC Files First Antiretaliation Enforcement Case Against Hedge Fund Advisory Firm |
Faegre Drinker |
| Aug 18 2017 |
SEC Files Fraud Charges Against Registered Representatives in Connection with Investments by Federal Employees in Variable Annuities |
Vedder Price |
| Jan 14 2023 |
SEC Files Subpoena Enforcement Action Against Covington & Burling, Seeking Names of Clients Impacted by Chinese State-Sponsored Cyberattack |
Winstead |
| Nov 13 2019 |
SEC Files Suit Against Company For Allegedly Impeding Investors From Blowing the Whistle |
Proskauer Rose LLP |
| Jun 2 2021 |
SEC Files Suit Against Five Alleged Promoters of Crypto Lending Program |
Nelson Mullins |
| Mar 9 2017 |
SEC Final Rules on Hyperlinking in Registration Statements: Link to the Past (and Present) |
Foley & Lardner LLP |
| Dec 3 2021 |
SEC Finalizes Amendments to Implement Holding Foreign Companies Accountable Act Requirements |
Cadwalader, Wickersham & Taft LLP |
| Sep 25 2020 |
SEC Finalizes Changes to the Requirements for Submission of Shareholder Proposals: Prepare for 2022 Proxy Season |
Jones Walker LLP |
| Aug 1 2023 |
SEC Finalizes Cyber Rules for Public Companies: What You Need to Know |
Greenberg Traurig, LLP |
| Jul 28 2023 |
SEC Finalizes Cybersecurity Rule: What It Means |
Epstein Becker & Green, P.C. |
| Jul 13 2012 |
SEC Finalizes Dodd-Frank Independence Rules Under Section 952 |
McDermott Will & Emery |
| Nov 28 2022 |
SEC Finalizes Expanded Proxy Voting Reporting and New Say-On-Pay Reporting Requirements |
K&L Gates |
| Oct 27 2022 |
SEC Finalizes Major Changes to Shareholder Report Disclosure Scheme and Investment Company Advertisement Rules |
K&L Gates |
| Mar 8 2024 |
SEC Finalizes Much-Anticipated Climate Disclosure Rules |
Katten |
| Aug 1 2023 |
SEC Finalizes New Cybersecurity Incident Reporting Rules for Public Companies |
Ogletree, Deakins, Nash, Smoak & Stewart, P.C. |
| Aug 25 2023 |
SEC Finalizes New Data Breach Reporting and Cybersecurity Disclosure Rules; NIST Releases Cybersecurity Framework 2.0 |
Keller and Heckman LLP |
| Aug 25 2023 |
SEC Finalizes New Data Breach Reporting Rule; NIST Releases Cybersecurity Framework 2.0 |
Keller and Heckman LLP |
| Aug 7 2015 |
SEC Finalizes Rule on Pay Ratio Disclosure |
Katten |
| Aug 7 2015 |
SEC Finalizes Rules Regarding Disclosure of CEO Pay Ratio—What They Require, What to Do and What’s Next |
McDermott Will & Emery |
| Aug 7 2015 |
SEC Finalizes the CEO Pay Ratio Rule – Additional Executive Compensation Disclosure for Public Companies Beginning in 2017 |
Mintz |
| Jan 5 2021 |
SEC Finalizes Updates to Advertising and Cash Solicitation Rules |
Vedder Price |
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