| Sep 1 2017 |
SEC Clarifies Guidance Related to Omission of Interim Financial Information in Registration Statements |
Covington & Burling LLP |
| Sep 1 2017 |
SEC and Staff Issue Interpretative Guidance on Revenue Recognition |
Katten |
| Sep 1 2017 |
Speech From the Office of the Investor Advocate Addresses FASB’s Proposals Regarding the Definition of Materiality |
Katten |
| Sep 1 2017 |
SEC Division of Corporation Finance Issues New and Updated C&DIs on Omission of Financial Information from Draft Registration Statements |
Katten |
| Sep 1 2017 |
Scienter In The News Again |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Sep 1 2017 |
CFPB Director Cordray Keeps Mum on Departure Plans |
Ballard Spahr LLP |
| Aug 31 2017 |
Despite Growing Regulatory Scrutiny, Initial Coin Offerings Remain Popular |
Morgan, Lewis & Bockius LLP |
| Aug 31 2017 |
“Lead Independent Director” Or “Presiding Director”? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 30 2017 |
In Statutory Merger Appraisal Proceeding, Chancery Court Declines Use of Discounted Cash Flow Analysis to Determine Fair Value and Upholds Deal Price as Best Indicator of Fair Value |
K&L Gates LLP |
| Aug 29 2017 |
Putting These Provisions In Bylaws Won’t Be Sufficient |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 29 2017 |
SEC Issues Warning on Certain ICOs |
Sheppard, Mullin, Richter & Hampton LLP |
| Aug 28 2017 |
Split Second Circuit Affirms Insider Trading Conviction While Rejecting Newman’s “Meaningfully Close Personal Relationship” Requirement |
Faegre Drinker |
| Aug 28 2017 |
What type of evidence should I provide to the SEC Whistleblower Office? - Chapter 13 |
Zuckerman Law |
| Aug 28 2017 |
Protected Whistleblowing - Chapter 3 |
Zuckerman Law |
| Aug 25 2017 |
ESMA Publishes Final Report on Transfer of Data Between Trade Repositories Under EMIR |
Katten |
| Aug 25 2017 |
SEC Expands Nonpublic Review of Draft Registration Statements: August 25, 2017 |
Katten |
| Aug 25 2017 |
SEC Increases Registration Statement Filing Fees for Fiscal Year 2018 |
Katten |
| Aug 25 2017 |
Buyer Beware: CFPB and AGs Settle Claims Against Loan Purchaser |
Morgan, Lewis & Bockius LLP |
| Aug 25 2017 |
SEC Approves NYSE Amendments Regarding Notice Related to Dividends and Stock Distributions |
Katten |
| Aug 24 2017 |
SEC Division of Investment Management Releases Investment Company Reporting Modernization Frequently Asked Questions |
Faegre Drinker |
| Aug 22 2017 |
Can I Submit an SEC Whistleblower Tip if the SEC Already has an Open Investigation into the Matter? - Chapter 12 |
Zuckerman Law |
| Aug 22 2017 |
SEC Urges "Robust" Cybersecurity Best Practices |
Holland & Hart LLP |
| Aug 21 2017 |
Elements of a SOX Whistleblower Retaliation Claim - Chapter 2 |
Zuckerman Law |
| Aug 18 2017 |
SEC Files Fraud Charges Against Registered Representatives in Connection with Investments by Federal Employees in Variable Annuities |
Vedder Price |
| Aug 18 2017 |
SEC Settles Charges Against Investment Adviser for Failing to Disclose Receipt of Revenue Sharing Payments from Third-Party Broker-Dealer |
Vedder Price |
| Aug 18 2017 |
SEC Defers Action on Application to List “Managed Portfolio Shares,” a Type of Non-Transparent, Actively Managed ETF |
Vedder Price |
| Aug 18 2017 |
ICI Raises Concerns About Compliance Deadlines and Urges SEC to Re-Examine Asset Classification in Letter on Liquidity and Fund Reporting Modernization Rules |
Vedder Price |
| Aug 18 2017 |
ESMA Updates MiFID II and MiFIR Transaction Reporting Guidelines |
Katten |
| Aug 18 2017 |
Division of Investment Management Releases Investment Company Reporting Modernization FAQs |
Vedder Price |
| Aug 18 2017 |
OCIE Issues Summary of Observations from Latest Cybersecurity Sweep Exams |
Vedder Price |
| Aug 18 2017 |
SEC Staff Issues Information Update for Advisers Filing Certain Form ADV Amendments |
Katten |
| Aug 18 2017 |
SEC Report Asserts Cryptocurrency Tokens Are Securities Under US Law |
Morgan, Lewis & Bockius LLP |
| Aug 18 2017 |
SEC Issues Risk Alert on Observations From Cybersecurity Examinations |
Katten |
| Aug 17 2017 |
A Subsidiary Post: Securities and Exchange Commission |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Aug 16 2017 |
August 2017 Cybersecurity & Risk Alert from SEC |
Greenberg Traurig, LLP |
