| Jun 9 2017 |
Financial CHOICE Act Passes House — Would Repeal SEC Conflict Minerals Rule |
Squire Patton Boggs (US) LLP |
| Jun 9 2017 |
U.S. Futures Exchanges Disciplinary Actions Report - May 2017 |
Bracewell LLP |
| Jun 9 2017 |
U.S. Supreme Court Blocks SEC from Imposing Disgorgement Beyond Five-Year Statute of Limitations |
Mintz |
| Jun 9 2017 |
SEC and U.S. Attorney’s Office Continue Their Pursuit of Criminal Actions Against Purveyors of “Political Intelligence” |
Foley & Lardner LLP |
| Jun 9 2017 |
Kokesh v. SEC and Implications for Consumer and Financial Regulatory Agencies |
Covington & Burling LLP |
| Jun 8 2017 |
Supreme Court Decides Kokesh v. SEC |
Vedder Price |
| Jun 8 2017 |
Supreme Court Unanimously Curbs SEC’s Power to Obtain Disgorgement |
Faegre Drinker |
| Jun 7 2017 |
U.S. Supreme Court: Disgorgement Subject to Five-Year Statute of Limitations |
Bracewell LLP |
| Jun 7 2017 |
SCOTUS Sets a Clock on Disgorgement in SEC Enforcement Actions |
Mintz |
| Jun 6 2017 |
US Supreme Court: Five-Year Statute of Limitations Applies to SEC Disgorgement |
Morgan, Lewis & Bockius LLP |
| Jun 6 2017 |
Brexit Update: ESMA Issues Brexit Opinion to EU Regulators |
Morgan, Lewis & Bockius LLP |
| Jun 6 2017 |
The Supreme Court Limits SEC Disgorgement: What it Means for Defendants |
Polsinelli PC |
| Jun 6 2017 |
Department Of Labor Issues Fiduciary Rule FAQs as SEC Re-Enters Fiduciary Rule Debate |
Faegre Drinker |
| Jun 6 2017 |
Want To “Bury” Your Response To SEC Comments? Here’s How |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 5 2017 |
Five-Year Statute of Limitations Applies to SEC Disgorgement |
Foley & Lardner LLP |
| Jun 5 2017 |
Bridging the Week: May 22 to June 2 and June 5, 2017 (Spoofing Again; Principles-Based Rules Rule; Insider Trading; Source Code Theft; Whistle-Blowing While You Work) |
Katten |
| Jun 2 2017 |
SEC Issues Cybersecurity Risk Alert on Ransomware |
Faegre Drinker |
| Jun 2 2017 |
New Rule 147A And Amendments To Rule 147 Are Now Effective |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 1 2017 |
SEC Continues to Use Advance Data Analytics to Investigate Insider Trading |
Proskauer Rose LLP |
| Jun 1 2017 |
SEC Whistleblower Attorney: Benefits of Experienced Representation |
Zuckerman Law |
| Jun 1 2017 |
Financial Difficulties – A Bizarrely Vague Standard For Disclosure |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 31 2017 |
Supreme Court Makes a “Splash,” Upholds Hague Service by Mail, and Leaves Us Lost in Translation |
Wilson Elser Moskowitz Edelman & Dicker LLP |
| May 31 2017 |
Scienter Requirement May Be A Question Of Timing |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 30 2017 |
The SEC Opens a New Avenue of Employment Litigation |
Morgan, Lewis & Bockius LLP |
| May 26 2017 |
Próximo Anunciamiento Del Nuevo Plan Federal De Infraestructuras |
Bilzin Sumberg |
| May 26 2017 |
ESMA Publishes Opinion on the Meaning of Traded on a Trading Venue |
Katten |
| May 26 2017 |
CFTC Adopts Amendments to Whistleblower Rule, Asserts Anti-Retaliation Authority |
Covington & Burling LLP |
| May 26 2017 |
Australia To Get A Bigger Sandbox: Australian Securities and Investment Commission |
K&L Gates LLP |
| May 24 2017 |
Northern District of New York Applies “Reasonable Belief” Standard |
Proskauer Rose LLP |
| May 24 2017 |
Law Firms Must Step Up Security or Risk Exposure; $8,895,560 Fine for Law Firm Hackers |
K&L Gates LLP |
| May 23 2017 |
French Social Contribution Refund for Unvested Free Shares? |
Squire Patton Boggs (US) LLP |
| May 23 2017 |
New Federal Infrastructure Plan Coming Soon |
Bilzin Sumberg |
| May 22 2017 |
Bridging the Week: May 15-19, May 22, 2017 (Unintended Consequences; Ransomware; Insider Trading; Alleged Lying) [VIDEO] |
Katten |
| May 19 2017 |
SEC Issues Risk Alert in Response to WannaCry Ransomware Attack |
Katten |
| May 19 2017 |
Senators Send SEC, EPA, Letter On Renewable Fuel Credit Market |
Bergeson & Campbell, P.C. |
