| Sep 18 2023 |
The Post-Brexit Future of the UK’s Securitisation Regime Takes Shape |
Katten |
| Sep 18 2023 |
Offering of NFTs Allegedly Promoted as Investments Claimed To Be Unregistered Securities Offering by SEC in Settled Enforcement Action |
Katten |
| Sep 18 2023 |
SEC Denial of Grayscale Bitcoin Fund Was Arbitrary and Capricious, Rules DC Circuit Court of Appeals |
Katten |
| Sep 18 2023 |
CFPB Updates Small Business Lending Rule FAQs |
Greenberg Traurig, LLP |
| Sep 18 2023 |
The Second Circuit Agrees: Loans are Not Securities |
Katten |
| Sep 18 2023 |
Finally Finally! FINRA Finalizes Amendments to Covered Agency Transaction Requirements Under FINRA's Margin Rule 4210 |
Katten |
| Sep 18 2023 |
SEC Narrows Exemption from FINRA Membership for Broker-Dealers |
Katten |
| Sep 18 2023 |
Weekly Bankruptcy Alert September 18, 2023 (For the week ending September 17, 2023) |
Pierce Atwood LLP |
| Sep 15 2023 |
Wandering through the Consumer Health Data Privacy & Security Forest? There is a guide for that..... |
Mintz |
| Sep 15 2023 |
The ABCs of KYC (accounts) |
Cadwalader, Wickersham & Taft LLP |
| Sep 15 2023 |
CPPA Mulls Draft Cybersecurity Audit Regulations Under CPRA |
Jackson Lewis P.C. |
| Sep 15 2023 |
EU Commission Releases 2023 Strategic Foresight Report Focusing on Environmental and Social Well-Being Objectives |
Cadwalader, Wickersham & Taft LLP |
| Sep 15 2023 |
Brace for Impact: SEC Takes Action Against Impact Theory, LLC |
ArentFox Schiff LLP |
| Sep 15 2023 |
FDIC Issues Bank Failure Post Mortem Report |
Cadwalader, Wickersham & Taft LLP |
| Sep 14 2023 |
The Countdown Starts: Compliance Dates Set for Private Fund Adviser Rules |
Proskauer Rose LLP |
| Sep 14 2023 |
Bye-bye BSBY? |
Cadwalader, Wickersham & Taft LLP |
| Sep 14 2023 |
CFTC Enforcement Focus on DeFi |
Cadwalader, Wickersham & Taft LLP |
| Sep 14 2023 |
What Do the CPPA’s Draft Regulations on Risk Assessments and Cybersecurity Audits Mean for Companies? |
Sheppard, Mullin, Richter & Hampton LLP |
| Sep 14 2023 |
What is the New Beneficial Ownership Information (BOI) Reporting and How Does it Affect Your Business? |
Norris McLaughlin P.A. |
| Sep 14 2023 |
Litigation Minute: Pixel Tools and Personal Financial Information |
K&L Gates LLP |
| Sep 14 2023 |
State Attorneys Generals Urge Congress to Protect Kids from AI |
Hunton Andrews Kurth |
| Sep 14 2023 |
Key Contractual Considerations for Health AI and Hospital Collaborations |
Foley & Lardner LLP |
| Sep 14 2023 |
Understanding Why More Non-Traded REITs and Real Estate Funds Are Adopting a DST Structure as Part of a Capital Raise |
Polsinelli PC |
| Sep 14 2023 |
SEC Levies a Six Figure Fine Against a Private Company for Language in Its Separation Agreements, Continuing the Aggressive Enforcement of Its Whistleblower Program |
Epstein Becker & Green, P.C. |
| Sep 14 2023 |
7 Resources for Determining Financial Institutions’ and Companies’ OFAC Compliance Obligations |
Oberheiden P.C. |
| Sep 13 2023 |
SEC Enforcements Against NFTs – Are You Next? |
Sheppard, Mullin, Richter & Hampton LLP |
| Sep 13 2023 |
State Comprehensive Privacy Laws – The “First State” Officially Becomes the Thirteenth State with a Comprehensive Data Privacy Law |
Sheppard, Mullin, Richter & Hampton LLP |
| Sep 13 2023 |
Compelled Interviews Admissible in Criminal Prosecution Against Former Company President and Its General Counsel |
Ogletree, Deakins, Nash, Smoak & Stewart, P.C. |
| Sep 13 2023 |
SEC Risk Alert to Investment Advisers: Assessing Risks, Scoping Examinations, and Requesting Documents |
Greenberg Traurig, LLP |
| Sep 13 2023 |
California Privacy Protection Agency Public Board Meeting Sheds Light on Upcoming Risk Assessment and Cybersecurity Audit Regulations |
Epstein Becker & Green, P.C. |
| Sep 13 2023 |
UK Financial Promotion Rules for Cryptoassets: Longer Implementation Period for Certain Requirements |
Proskauer Rose LLP |
| Sep 13 2023 |
Luxembourg Financial Services Regulator, the Financial Sector Supervisory Commission, and Issues FAQs on "Virtual Asset Service Provider" Regime |
K&L Gates LLP |
| Sep 13 2023 |
Hypothetical Performance Crackdown: Nine Firms Charged with Violations of Investment Adviser Marketing and Recordkeeping Rules |
K&L Gates LLP |
| Sep 13 2023 |
What is ‘Publicly Available Information’ under the State Privacy Laws? |
Greenberg Traurig, LLP |
| Sep 13 2023 |
Washington Federal Court Dismisses Derivative Challenge to Starbucks’ DEI Initiatives |
Proskauer Rose LLP |
