Mar 10 2023 |
Number of Securities Class Action Settlements Reaches Highest Level in 15 Years |
Cornerstone Research |
Mar 10 2023 |
DOJ and SEC Charge Healthcare Executive With Trading on Negative Information Known at the Time of Adopting Rule 10b5-1 Trading Plans |
McDermott Will & Schulte LLP |
Mar 10 2023 |
Securities Class Action Settlements 2022 Review and Analysis |
Cornerstone Research |
Mar 10 2023 |
SEC Clarifies 'Pay versus Performance' Disclosure Rules |
Katten |
Mar 10 2023 |
AUSTRALIA: Further Details of Proposed Review of Managed Investment Schemes Announced |
K&L Gates LLP |
Mar 9 2023 |
SEC Announces 2023 Annual Examination Priorities: Some Takeaways for Private Fund Managers |
Foley & Lardner LLP |
Mar 7 2023 |
The Bare Minimum and More: Complying with the Contracting Requirements under U.S. Privacy Laws |
Squire Patton Boggs (US) LLP |
Mar 7 2023 |
APAC: Managed Accounts and Conflicts – An Overview |
K&L Gates LLP |
Mar 6 2023 |
The State of Emerging Tech: AI and ML Leading the Pack |
Foley & Lardner LLP |
Mar 6 2023 |
SEC Division Of Examinations Releases 2023 Examination Priorities |
Barnes & Thornburg LLP |
Mar 6 2023 |
Who Pays and How Much? Consolidated Audit Trail Funding |
Norris McLaughlin P.A. |
Mar 6 2023 |
Department of Justice Initiatives Prioritize Economic Sanctions Enforcement |
Squire Patton Boggs (US) LLP |
Mar 4 2023 |
The Benefits of Donating Cryptocurrency and Digital Assets |
ASKramer Law |
Mar 4 2023 |
Beltway Buzz, March 3, 2023 |
Ogletree, Deakins, Nash, Smoak & Stewart, P.C. |
Mar 4 2023 |
How to Donate Cryptocurrency and Other Digital Assets to Charity |
ASKramer Law |
Mar 3 2023 |
Accepting Cryptocurrency and Digital Asset Donations: What Charities Need to Know |
ASKramer Law |
Mar 3 2023 |
Expanding Regulatory Reach over Intermediaries That May Constitute Regulated Exchanges |
Cadwalader, Wickersham & Taft LLP |
Mar 3 2023 |
How to Value Digital Assets for Donation to Charity |
ASKramer Law |
Mar 3 2023 |
Rule 105 Revisited: SEC Actions Remind Private Fund Managers About Participating In Offering After Selling Short |
Barnes & Thornburg LLP |
Mar 3 2023 |
The Future of Stablecoins, Crypto Staking and Custody of Digital Assets |
Wilson Elser Moskowitz Edelman & Dicker LLP |
Mar 3 2023 |
Nevada Legislature Mulls Creation Of Fund For Victims Of Securities Fraud |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Mar 2 2023 |
SEC Commissioner Discusses Reform to Regulation D |
Dinsmore & Shohl LLP |
Mar 2 2023 |
Consultation Paper On Review of Corporate Governance Norms For A High Value Debt Listed Entity |
Nishith Desai Associates |
Mar 2 2023 |
Public Company Accounting Oversight Board (PCAOB) Enforcement Activity: Actions By Year Finalized |
Cornerstone Research |
Mar 1 2023 |
New Federal M&A Broker Exemption |
Steptoe & Johnson PLLC |
Feb 28 2023 |
Regulation in the Post-FTX Environment: SEC’s Proposed Enhanced Custody Rule and Its Effects on Crypto |
Proskauer Rose LLP |
Feb 28 2023 |
SEC’s Pay vs. Performance Rule Requires Disclosure of Relationship Between Executive Officer Compensation, Company Performance |
Greenberg Traurig, LLP |
Feb 27 2023 |
SEC 2023 Examination Priorities |
Katten |
Feb 27 2023 |
The Long and Short of Short Selling |
Nishith Desai Associates |
Feb 27 2023 |
Calling Sam Spade: SEC Charges Two N.C. Executives Who Used a Malta-based Entity to Steal Over $75 Million |
Norris McLaughlin P.A. |
Feb 27 2023 |
Abusive Arbitrage Devices – It’s Time to Get Reacquainted (Episode 2 – Overburdening (Generally) Not Allowed) |
Squire Patton Boggs (US) LLP |
Feb 25 2023 |
Changes to Conditions of SEC Rule 10b5-1 Obligations |
Robinson & Cole LLP |
Feb 24 2023 |
Energy & Sustainability Litigation Updates — February 2023 |
Mintz |
Feb 24 2023 |
Fourth Circuit Reverses Mid-Trial Grant of Judgment Against SEC in Insider-Trading Case |
Proskauer Rose LLP |
Feb 24 2023 |
SEC Proposed Safeguarding Rule |
Foley & Lardner LLP |