| Jan 20 2023 |
Fifth Circuit Revives Securities Class Action Against Six Flags |
Proskauer Rose LLP |
| Jan 20 2023 |
Recent First Circuit Opinion in SEC v. Lemelson Provides a Roadmap for Section 10(b) Cases Involving an Opinion Defense |
Mintz |
| Jan 20 2023 |
SEC Proposes to Establish a New Best Execution Standard |
Greenberg Traurig, LLP |
| Jan 20 2023 |
AIF Participation in Credit Default Swaps |
Nishith Desai Associates |
| Jan 19 2023 |
SEC Whistleblowers Receive $18 Million After Tips Lead to Return of Funds to Harmed Investors |
Kohn, Kohn & Colapinto |
| Jan 19 2023 |
SEC Tightens Cryptocurrency Enforcement |
Cornerstone Research |
| Jan 19 2023 |
United Arab Emirates: SCA Overhauls Regulations Governing Foreign Fund Offerings |
K&L Gates LLP |
| Jan 19 2023 |
FAQs and Defense Strategies for FINRA Investigations |
Oberheiden P.C. |
| Jan 18 2023 |
Progress for M&A Brokers: Congress Passes New Exemption from Securities Broker Registration |
K&L Gates LLP |
| Jan 18 2023 |
Wall Street Layoffs Could Spur Increase in Whistleblower Tips and Help the SEC Combat Market Manipulation Schemes |
Zuckerman Law |
| Jan 17 2023 |
Does Your Cyber Insurance Policy Cover a Ransomware Attack? |
Bradley Arant Boult Cummings LLP |
| Jan 17 2023 |
Bankruptcy Court Allows Service of a Subpoena Via Twitter |
Squire Patton Boggs (US) LLP |
| Jan 17 2023 |
The Anti-Money Laundering Act of 2020 Gets a “Glow Up”: Congress Strengthens Enforcement by Clarifying Who Can Be a Protected Whistleblower and Enhancing Financial Incentives |
Epstein Becker & Green, P.C. |
| Jan 17 2023 |
“Picking the Winner”: SEC Sanctions Investment Adviser and an Associate for “Rigging” the Game |
Norris McLaughlin P.A. |
| Jan 17 2023 |
AUSTRALIA: ASIC Starts 2023 With Focus On Greenwashing |
K&L Gates LLP |
| Jan 17 2023 |
SEC Sues Law Firm for Refusing to Disclose List of Clients Affected by Cyberattack |
Squire Patton Boggs (US) LLP |
| Jan 14 2023 |
SEC Files Subpoena Enforcement Action Against Covington & Burling, Seeking Names of Clients Impacted by Chinese State-Sponsored Cyberattack |
Winstead |
| Jan 13 2023 |
SEC Awards Over $6 Million to Whistleblowers in Three Seperate Awards |
Kohn, Kohn & Colapinto |
| Jan 13 2023 |
SEC Suit Against Covington & Burling Threatens More Than Attorney-Client Privileged Information |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 12 2023 |
SEC Adopts Final Amendments to Rule 10b5-1 and New Disclosure Requirements |
Greenberg Traurig, LLP |
| Jan 12 2023 |
SEC Demands That Covington & Burling "Name Names" |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 11 2023 |
2023 Regulatory Update for Investment Advisers |
Miller Canfield |
| Jan 11 2023 |
Helping your family (even a little) is a violation of the Advisers Act? |
Foley & Lardner LLP |
| Jan 11 2023 |
Ringing in the New Year – Practical Tips for Public Companies to Implement the New SEC Rule 10b5-1 Trading Plan Rules in Their Internal Policies and Procedures |
Cadwalader, Wickersham & Taft LLP |
| Jan 11 2023 |
Retirement Plan Update: DOL Final Rule On ESG Investing And Exercising Shareholder Rights And SECURE 2.0 Act Impact Retirement Planning In 2023 And Beyond |
Barnes & Thornburg LLP |
| Jan 10 2023 |
A Focus on Environmental, Social, and Governance With Attorney Gina Falaschi [VIDEO] |
Babst, Calland, Clements & Zomnir, P.C. |
| Jan 10 2023 |
Considering A Private Company New Year Investment? Pay Close Attention to Risks Posed by Potential Red Flags |
Bradley Arant Boult Cummings LLP |
| Jan 10 2023 |
SEC Adopts Amendments Regarding Insider Trading Plans and Related Disclosures |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 10 2023 |
It’s More Than 10b5-1 – a Lot More – and You Need to Get Ready |
Nelson Mullins |
| Jan 10 2023 |
SEC Awards Whistleblower $5 Million in First Award of 2023 |
Kohn, Kohn & Colapinto |
| Jan 9 2023 |
Preparing for the Annual Reporting Season: Non-gaap Measures |
K&L Gates LLP |
| Jan 9 2023 |
Insurers Beware of “Silent Crypto” Exposure: PART I, Silent Crypto for D&O and Corporate Liability Insurance |
Wilson Elser Moskowitz Edelman & Dicker LLP |
| Jan 9 2023 |
Investment Esoterica: A Stockless Triptych |
Norris McLaughlin P.A. |
| Jan 8 2023 |
Bitcoin, Crypto-Assets, and the Energy Sector |
Foley & Lardner LLP |
| Jan 6 2023 |
SEC Charges Social Media Influencers with Stock Manipulation and Warns Investors |
Robinson & Cole LLP |
