| Jan 5 2023 |
SEC Updates Non-GAAP Financial Measures Guidance |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 4 2023 |
Post-Madoff, SEC Successfully Partnering with Whistleblowers to Combat Ponzi Schemes |
Zuckerman Law |
| Jan 4 2023 |
SEBI Accords In-Principle Approval for Social Stock Exchange |
Nishith Desai Associates |
| Jan 4 2023 |
Ninth Circuit Holds that Social Media Posts May Give Rise to “Seller” Liability Under Section 12(a)(2) of the Securities Act of 1933 |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 3 2023 |
SEC Adopts Amendments to Rule 10b5-1 and Related Disclosure Requirements |
Proskauer Rose LLP |
| Jan 3 2023 |
Double Jeopardy: SEC and FRB Sanction Bank and its CEO |
Norris McLaughlin P.A. |
| Dec 29 2022 |
UNITED STATES: A HOLIDAY GIFT FOR M&A BROKERS: CONGRESS PASSES NEW EXEMPTION FROM SECURITIES BROKER REGISTRATION |
K&L Gates LLP |
| Dec 28 2022 |
SEC Adopts Tougher Trading Rules for Corporate Insiders |
Cadwalader, Wickersham & Taft LLP |
| Dec 28 2022 |
Nothing Gets Between These Celebrities and Their Crypto... Except a Class Action Lawsuit (and the Feds) |
Nelson Mullins |
| Dec 27 2022 |
8 Influencers Charged in $100 Million Securities Fraud Scheme |
Greenberg Traurig, LLP |
| Dec 27 2022 |
SEC Adopts Amendments To Rule 10b5-1 Trading Plans |
Barnes & Thornburg LLP |
| Dec 27 2022 |
NFT Endorsed by Celebrities Prompts Class Action |
Greenberg Traurig, LLP |
| Dec 27 2022 |
SEC Adopts Amendments to Rule 10b5-1 Insider Trading Arrangements |
Mintz |
| Dec 27 2022 |
Delusional Improvement: SEC Proposes Governance Rules for Clearing Agencies |
Norris McLaughlin P.A. |
| Dec 27 2022 |
SEC Adopts Amendments to Rule 10b5-1 Plan Requirements and Increases Disclosure Requirements Regarding Insider Trading Policies |
Katten |
| Dec 23 2022 |
SECURE 2.0 Act of 2022 Arrives: (Another) Landmark Retirement Package |
Proskauer Rose LLP |
| Dec 23 2022 |
Congress Overhauls Merger Filing Fees and Thresholds |
McDermott Will & Schulte LLP |
| Dec 23 2022 |
NASDAQ Changes Compliance Deadlines for Board Diversity Rules |
McDermott Will & Schulte LLP |
| Dec 22 2022 |
United States: PCAOB’S Vacating 2021 Determination Under HFCAA Lowers the Risk of Delisting |
K&L Gates LLP |
| Dec 22 2022 |
Keeping Up With the Kardashians, Madison Cawthorn, and Their Damned, Dirty (and Bored) Apes |
Nelson Mullins |
| Dec 22 2022 |
Dual-Hatted CEO and CCO Named Individually in SEC Settlement for Compliance Violations |
Foley & Lardner LLP |
| Dec 22 2022 |
SEC Adopts New Rule 10B-5 Insider Trading Requirements |
Womble Bond Dickinson (US) LLP |
| Dec 21 2022 |
Ninth Circuit Holds that Social Media Communications Can Satisfy Statutory-Seller Requirement Under Securities Act |
Proskauer Rose LLP |
| Dec 21 2022 |
SEC Accused of Violating FOIA Deadlines for Documents on Improper Database Access |
Squire Patton Boggs (US) LLP |
| Dec 21 2022 |
Who Can Be a Whistleblower? |
Tycko & Zavareei LLP |
| Dec 21 2022 |
SEC Adopts Amendments to Rule 10b5-1 and Creates New Disclosure Requirements for Issuers and Insiders |
Jones Walker LLP |
| Dec 21 2022 |
The SEC Raises the Bar for Insiders and Issuers Regarding Rule 10b5-1 Plans |
Dinsmore & Shohl LLP |
| Dec 21 2022 |
New Executive Clawback Requirements Coming in 2023 |
Jones Walker LLP |
| Dec 20 2022 |
SEC Adopts Amendments to Rule 10b5-1 Insider Trading Plans and Related Matters |
K&L Gates LLP |
| Dec 20 2022 |
SEC Releases Sample Letter to Companies Regarding Crypto Market Developments |
Nelson Mullins |
| Dec 19 2022 |
SEC Adopts Final Rules Regarding 10b5-1 Trading Plans and Disclosure of Insider Trading Policies and Related Matters |
Foley & Lardner LLP |
| Dec 19 2022 |
Cutting Corners: SEC Sues Surgical Implant Company for Disclosure AND Accounting Fraud |
Norris McLaughlin P.A. |
| Dec 19 2022 |
SEC Makes Claims But Provides No Data |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 17 2022 |
Caremark Liability Following the SEC’s New ESG Reporting Requirements |
Mintz |
| Dec 16 2022 |
United States: SEC Proposes Regulation Best Execution |
K&L Gates LLP |
