| May 3 2021 |
May The Board Cancel A Declared Dividend? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 3 2021 |
Cryptocurrencies and Other Digital Assets: A New Regime |
Proskauer Rose LLP |
| Apr 30 2021 |
SEC Small Business Capital Formation Advisory Committee to Discuss Opportunities for Underrepresented Founders and Investors |
Katten |
| Apr 30 2021 |
Alex Oh Resigns From SEC; Melissa Hodgman Named Acting Director of Enforcement |
Katten |
| Apr 30 2021 |
Securities Litigation Update: Eighth Circuit Closes the Door on Securities Class Action Alleging Violation of Broker’s Duty of Best Execution, Highlighting Class Certification Challenges in Atypical Fraud Cases |
Cadwalader, Wickersham & Taft LLP |
| Apr 29 2021 |
Accounting and Auditing Enforcement Activity—2020 Review and Analysis |
Cornerstone Research |
| Apr 29 2021 |
Tightening the Reins: SEC Approves Proposed Rule Change to Clearing Agency Investment Policy |
Norris McLaughlin P.A. |
| Apr 28 2021 |
SEC Whistleblower Program Continues Record-breaking Performance Amid New Chair's Support |
Barnes & Thornburg LLP |
| Apr 27 2021 |
ESG Issues Become Leading Concern for SEC and CFTC: SEC Warns Investment Advisers and Funds About ESG Disclosures |
Katten |
| Apr 27 2021 |
SEC Approves NYSE’s Proposed Permanent Changes to Shareholder Approval Rules for Related Party and 20% Security Issuances and Clarifies Related Party Transactions Requirements |
Jones Walker LLP |
| Apr 27 2021 |
“I Robot:” The SEC Evaluates the First Law of Robotics |
Norris McLaughlin P.A. |
| Apr 27 2021 |
List Of Foreign Margin Stocks - Been A Long Time Gone |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 23 2021 |
Gary Gensler Names Initial Senior Staff Members |
Katten |
| Apr 23 2021 |
Will Generic ESG Statements Lead to a Wave of Securities Litigation? |
Bracewell LLP |
| Apr 23 2021 |
Will Generic ESG Statements Lead to a Wave of Securities Litigation? |
Bracewell LLP |
| Apr 23 2021 |
CFTC Issues Conditional Relief From Reporting Fully Collateralized Binary Option Data to Swap Data Repositories |
Katten |
| Apr 23 2021 |
What is ESG and How Could It Impact You? |
Robinson & Cole LLP |
| Apr 23 2021 |
Alex Oh Named SEC Director of Enforcement |
Katten |
| Apr 23 2021 |
Securities Litigation Update: Southern District of New York Dismisses Putative Securities Class Action Alleging Sale of Unregistered Cryptocurrency, But Risk Remains for Crypto-Issuers and Exchanges |
Cadwalader, Wickersham & Taft LLP |
| Apr 23 2021 |
To SPAC or Not to SPAC: A Continuing Conversation with Mid-Sized PE Fund Managers About the SPAC Process (Part II) |
K&L Gates LLP |
| Apr 22 2021 |
What’s in a Name? The SEC Warns Against Confusion in ESG Investments |
Norris McLaughlin P.A. |
| Apr 22 2021 |
Can An Article Or Bylaw Forum Selection Provision Bind Persons Who Are Not Yet Stockholders? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 21 2021 |
What Is The "Applicable Filing Period" For A Foreign Corporation? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 20 2021 |
Mitigating Environmental, Social, and Corporate Governance (ESG) Risks Through D&O Insurance |
Hunton Andrews Kurth |
| Apr 20 2021 |
SEC Makes Moves to Step Up ESG Enforcement |
Polsinelli PC |
| Apr 20 2021 |
Red Flags and SARs: The SEC Warns Broker/Dealers on AML |
Norris McLaughlin P.A. |
| Apr 20 2021 |
Recent Announcements by the SEC and DOL Highlight Emphasis on ESG Investing |
Vedder Price |
| Apr 20 2021 |
SEC Requests Comments on Potential Money Market Fund Reform Options |
Vedder Price |
| Apr 20 2021 |
SEC Position Allows Insurance Companies to Rely on Prior Mutual Fund Substitution Orders |
Vedder Price |
| Apr 20 2021 |
SEC Issues Statement and Request for Comment on Custody of Digital Assets by Special Purpose Broker-Dealers |
Vedder Price |
| Apr 19 2021 |
SEC Staff Seeks Industry Feedback on Cross Trade Practices |
Vedder Price |
| Apr 19 2021 |
SEC Staff No-Action Letter Permits Funds to Self-Custody Certain Loan Interests |
Vedder Price |
| Apr 19 2021 |
SEC's Division of Examinations Issues 2021 Examination Priorities |
Vedder Price |
| Apr 19 2021 |
SEC Speaks Out on SPACs, Highlights Legal Liability and Reporting Risks |
Proskauer Rose LLP |
| Apr 17 2021 |
SEC Approves Amendments to NYSE Shareholder Approval Rules for Certain Equity Issuances and Requirements for Related Party Transactions |
Katten |
