October 15, 2021

Volume XI, Number 288

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October 15, 2021

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October 14, 2021

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October 13, 2021

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Disclosure Training Webinar

The U.S. Securities and Exchange Commission (SEC) remains focused on disclosure in the municipal securities market. The SEC has stated that disclosure policies and procedures help prevent violations of the federal securities laws. The SEC has also routinely highlighted the need for disclosure training, and many disclosure policies and procedures require periodic disclosure training.

The training session will address the following topics:

  • federal securities laws obligations;

  • recent SEC enforcement actions;

  •  recent Rule 15c-12 amendments; and

  • disclosure best practices.

© 2021 Bracewell LLPNational Law Review, Volume VIII, Number 319
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About this Author

Jonathan K. Frels, Public Law Attorney, Bracewell Law Firm
Partner

Jonathan focuses his practice on public finance, public law and state legislative matters. He serves as bond counsel, underwriter’s counsel and disclosure counsel in public finance transactions for state agencies, cities, counties, school districts, navigation districts, port authorities, economic development corporations, water districts and water authorities. He also represents political subdivisions as general counsel with respect to public law issues. Further, Jonathan assists governmental bodies, nonprofit corporations and other entities with respect to Public...

713-221-1599
Paul S. Maco, Bracewell Law Firm, Securities Attorney
Partner

Paul Maco practices in the areas of federal securities and commodities law, corporate governance, and public finance. A former senior official at the U.S. Securities and Exchange Commission (SEC), his transactional, regulatory, enforcement and enforcement defense experience brings a comprehensive perspective to the needs of his clients, whom he represents before the SEC, Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB) in enforcement, regulatory, and compliance matters.

Paul defends states,...

202-828-5821
Senior Counsel

Ed Fierro serves as bond counsel, disclosure counsel, underwriter’s counsel and purchaser’s counsel in a spectrum of public finance transactions. He also counsels municipal issuers, obligated persons and regulated entities on legal, regulatory and policy issues. Ed provides clients with a comprehensive understanding of the application of federal securities laws when analyzing regulatory, compliance and enforcement issues.

Previously, Ed served as senior counsel to the director of the Securities and Exchange Commission’s (SEC) Office of Municipal Securities. In...

1.713.221.1107
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