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FDA Releases Guidance on Infant Formula Enforcement Discretion Policy
Tuesday, May 17, 2022
  • Yesterday FDA released a guidance document which lays out the Agency’s plan to help increase the supply of infant formula in the U.S through the exercise of its enforcement discretion for certain non-compliant infant formula. FDA will consider exercising enforcement discretion on a case-by-case basis and will ensure that any non-compliant infant formula that it allows to be introduced into interstate commerce under this policy will be safe and nutritionally adequate.

  • Infant formula manufacturers (both domestic and foreign) who would like FDA to exercise enforcement discretion should provide FDA with the following information:

Product Information

  • Product name and other identifying information (e.g., batch numbers, UPCs).

  • Countries in which product currently is being marketed and length of time marketed.

  • Quantity of product intended to be introduced into the U.S. (in weight at least).

  • Whether product is in current inventory. If yes, then provide “use by” date, and if not, provide date of import or introduction into interstate commerce.

  • Name/location of facilities where the specified batches are made.

  • Distribution plans (if available).

  • List of all ingredients (by weight).

  • Copy of product label.

  • Description of all packaging.

  • Test results for nutrients levels from the most recent batches produced at each facility.

  • Cronbacter and salmonella spp. test results for the most recent batches produced at each facility.

Information for each Manufacturing Facility

  • Certification that the manufacturer has established CGMP to prevent adulteration.

  • Process flow diagram and written narrative which includes heating and processing conditions and critical control points.

  • FDA food facility registration number (as applicable).

  • If the facility has not received an FDA inspection, information regarding inspections by other government authorities or auditors.

  • FDA states that requests for enforcement discretion relating to items that may pose a safety concern (e.g., low levels of a critical nutrient or a failure to clearly identify food allergens) will be scrutinized and may not be appropriate candidates for enforcement discretion. In contrast, FDA cites a label that provides nutrients in the wrong order as a type of deficiency that would be a good candidate for enforcement discretion.

  • The guidance is in effect until November 14, 2022, but FDA will evaluate whether an extension is necessary. Requests for enforcement discretion should be sent to FDA.

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