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Megan Gates, Co-chair, Mintz Levin Securities & Capital Markets Practice Discusses Financing Challenges for Small Cap Companies

In the following video, Megan Gates Co-chair, of the Securities & Capital Markets Practice at Mintz Levin, explains how rules implemented by the SEC and national securities exchanges make raising capital particularly challenging for small-cap companies.

Megan concentrates her practice on providing counsel to public companies with respect to compliance and disclosure obligations under the Securities Exchange Act of 1934, in connection with public and private financings, and on merger and acquisition transactions. She frequently speaks at conferences on securities offerings, corporate governance, and compliance matters, including at Massachusetts Continuing Legal Education (MCLE) panels and industry meetings.

©1994-2020 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. All Rights Reserved.National Law Review, Volume V, Number 128

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About this Author

Megan N. Gates, Mintz Levin, Securities & Capital Markets Mergers & Acquisitions EB-5 Financing
Member

Megan is a prominent corporate and securities attorney who deftly steers public companies through capital-raising transactions, SEC reporting obligations, and mergers and acquisitions. She applies knowledge she gained during an earlier in-house role with a laboratory and analytical instrument maker to ably advise life sciences and other clients on corporate governance and SEC compliance matters.

Megan is a member of the Firm's Policy Committee and Co-chair of the Securities & Capital Markets Practice Group. She concentrates her practice on providing counsel to public companies...

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