March 21, 2023

Volume XIII, Number 80

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March 20, 2023

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VedderOnDemand: Record-Keeping Obligations and Personal Devices: What You Need to Know in 30 Minutes or Less

Vedder Price attorneys Junaid Zubairi, Rachel Copenhaver and Brooke Conner from our Government Investigations and White Collar Defense group invite you to view an OnDemand Program with important updates regarding business entities’ (including public companies, private equity firms, broker-dealers and advisors) books and records obligations relating to off-channel communications, such as text messages and ephemeral messaging applications, and how to manage the use of personal devices for business purposes.

They provide an overview of recent regulatory enforcement activity regarding off-channel communications and key takeaways from public settlements and company disclosures. In addition, they provide an overview of best practices for organizations (both registered and unregistered) to follow and offer tips for avoiding future scrutiny by regulators or private litigants.

© 2023 Vedder PriceNational Law Review, Volume XIII, Number 11
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About this Author

Junaid A. Zubairi Vedder Price Law Firm  Government  Investigations Attorney
Shareholder

Junaid A. Zubairi focuses his practice on government investigations, investment services and regulatory compliance matters.  His practice includes representing companies and individuals in SEC investigations, conducting internal investigations, counseling clients during regulatory examinations, and providing general compliance and remediation counseling.  Mr. Zubairi has extensive experience representing investment advisers, broker-dealers, corporations and officers and directors during government investigations and regulatory proceedings.

Mr. Zubairi regularly practices before the...

312-609-7720
Rachel T. Copenhaver, Vedder Price Law Firm, Litigation Attorney
Shareholder

Rachel T. Copenhaver joined Vedder Price P.C. as an associate in the Commercial Litigation Practice Area.  She counsels and represents clients on a wide variety of business and commercial disputes, including contract, commercial and tort litigation.

312-609-7514
Brooke E. Connor Securities Attorney in Chicago  Vedder Price Law Firm
Associate

Brooke E. Conner is an Associate at Vedder Price and a member of the firm's Litigation group. Ms. Conner has significant experience representing clients in regulatory investigations and proceedings brought by the U.S. Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA) and other regulators, as well as counseling clients during regulatory examinations.

Ms. Conner has significant experience representing clients in regulatory investigations and proceedings brought by the U.S. Securities and Exchange Commission (SEC), the Commodity Futures...

(312) 609 7529
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