Jacob C. Tiedt is a Shareholder at Vedder Price and a member of the Investment Services group.
Mr. Tiedt’s practice includes the representation of registered mutual funds, closed-end funds and exchange-traded funds; private funds; investment advisers; and other financial institutions on a broad range of regulatory, governance and compliance matters. Mr. Tiedt regularly counsels clients on matters relating to SEC registration, disclosure and compliance; shareholder solicitation; NYSE, Nasdaq and FINRA regulation; corporate governance; and board administration. Mr. Tiedt has a broad range of experience advising clients on complex matters relating to product design and extraordinary transactions, including fund mergers and reorganizations; fund adoption transactions; closed-end fund IPOs, secondary offerings and preferred share transactions; and closed-end fund conversions, rights offerings and repurchase offers.
Mr. Tiedt regularly counsels independent fund directors on their unique duties and responsibilities.
Mr. Tiedt’s experience also includes providing guidance to operating companies and financial institutions on complex investment company status questions. In addition, he has extensive experience representing issuers and underwriters in public and private offerings of debt and equity securities, including Rule 144A and Regulation S offerings, as well as registered tender and exchange offers. He is fluent in German
More Legal and Business Bylines From Jacob C. Tiedt
- SEC’s Enforcement Director Comments on CCO Liability, Self-Reporting and Cooperation - (Posted On Tuesday, January 02, 2024)
- SEC Staff Issues 2024 Examination Priorities - (Posted On Tuesday, January 02, 2024)
- SEC Adopts Significant Amendments to Beneficial Ownership Reporting Requirements - (Posted On Tuesday, January 02, 2024)
- SEC Adopts Securities Lending Disclosure Requirement - (Posted On Tuesday, January 02, 2024)
- SEC Proposes New Requirements to Address Conflicts of Interest in the Use of Artificial Intelligence and Similar Technologies - (Posted On Thursday, August 31, 2023)
- SEC Proposes Amendments to the Internet Adviser Exemption - (Posted On Thursday, August 31, 2023)
- SEC Reopens Comment Period for Investment Adviser and Investment Company Cybersecurity Proposals in Connection with Other Cyber and Data Privacy Related Proposals - (Posted On Monday, April 17, 2023)
- SEC Proposes Significant Liquidity Risk Management and Swing Pricing Reforms - (Posted On Wednesday, December 07, 2022)
- SEC Adopts Enhanced Proxy Voting Reporting Requirements for Funds and Managers - (Posted On Wednesday, December 07, 2022)
- Investment Adviser’s Enforcement Proceeding Results in Mutual Fund Industry Disqualification - (Posted On Friday, June 10, 2022)
Vedder Price's Investment Services group is recognized by the National Law Review as a Go-To Thought Leader for the group’s regular contributions on and analysis of SEC amendments and regulations, enforcement actions and proposed rulemaking. Topics addressed by Vedder’s Investment Services group related to the SEC include: enforcement proceeding settlements, the modernization of fund disclosure regime, amendments to proxy rules and the review process for exemptive applications. The following Vedder Price attorney authors were the most frequent contributors: John S. Marten, Nathaniel Segal and Jacob C. Tiedt.
The National Law Review recognizes Rachel Behar, Robert M. Crea, Joseph M. Mannon, John S. Marten, Nathaniel Segal, Jacob C. Tiedt, and Jeff VonDruska of Vedder Price as 2021 Go-To Thought leaders for their well-thought-out and timely updates on developments at the SEC. The SEC reporting team at Vedder Price covers a range of topics including fixed income trades, wrap fee program deficiencies, advisor fee calculations and breaks down the most critical issues, and provides readers actionable insights.