Douglas E. Arend focuses his practice on commodity futures, derivatives and securities, with an emphasis on managed funds. He represents registered and exempt investment advisers, commodity pools and hedge funds, proprietary trading firms, introducing brokers, futures commission merchants and broker-dealers. Douglas concentrates on complex transactional and regulatory matters, including public and private offerings, fund formation, business structuring, registration and compliance. His public fund experience includes SEC registered offerings, and compliance with the Securities Act of 1933, the Dodd-Frank Act, the Commodity Exchange Act and CFTC regulations.
Commodity futures, derivatives and securities
Fund formation and business structuring
Compliance with the Securities Act of 1933, the Dodd-Frank Act,
Hedge Funds and commodity pools
Broker-dealers and investment advisers
Articles in the National Law Review database by Douglas E. Arend