Erin focuses her practice on securities transactions, including public and private offerings of securities, 1933 Act filings, 1934 Act reporting, corporate governance, SEC compliance, FINRA compliance, and general corporate matters, with a specific emphasis on real estate investment trusts (REITs). She also has significant experience with “Blue Sky” regulatory matters, as well as working with boards of directors and committees thereof, including agenda-setting. Additionally, she counsels clients seeking to create and raise capital through Qualified Opportunity Funds per the recently enacted Opportunity Zone program. Her background includes serving in house with an investment and asset management company, where she handled securities-related and general corporate matters for various alternative investment products, as well as managing meetings of boards of directors and various committees.
Following is a selected sampling of matters and is provided for informational purposes only. Past success does not indicate the likelihood of success in any future matter.
Has counseled clients regarding public and private offerings of debt and equity, as well as ongoing compliance with securities laws
Focuses on compliance with the Statement of Policy Regarding Real Estate Investment Trusts adopted by NASAA and other "blue sky" securities law issues
Has represented clients in structuring, negotiating, and documenting mergers and acquisitions (M&A) and other corporate combinations and reorganizations
Has advises clients on transactions involving limited partnerships, limited liability companies, joint ventures, and other strategic alliances
Has counseled broker-dealers on compliance with the Financial Industry Regulatory Authority (FINRA) rules and regulations
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