Jamie L. Helman concentrates her practice on securities, broker-dealer arbitration, litigation, mediation, employment matters, and regulatory defense. She has experience first-chairing FINRA arbitrations, defended on-the-record testimony of broker-dealer employees before FINRA, and is presently involved in the representation of broker-dealers in several pending FINRA cases as well as regulatory matters.
Prior to joining private practice, Jamie worked as in-house counsel at Bear, Stearns & Co. Inc. in both the Litigation Department and Equities Regulatory Group. Jamie represented Bear, Stearns & Co. Inc. in a broad range of business disputes. She assisted in numerous cases in federal and state courts and in arbitrations before FINRA. Jamie also investigated and responded to governmental and regulatory inquiries.
Articles in the National Law Review database by Jamie L. Helman