Jamie L. Helman concentrates her practice on securities, broker-dealer arbitration, litigation, mediation, employment matters, and regulatory defense. She has experience first-chairing FINRA arbitrations, defended on-the-record testimony of broker-dealer employees before FINRA, and is presently involved in the representation of broker-dealers in several pending FINRA cases as well as regulatory matters.
Prior to joining private practice, Jamie worked as in-house counsel at Bear, Stearns & Co. Inc. in both the Litigation Department and Equities Regulatory Group. Jamie represented Bear, Stearns & Co. Inc. in a broad range of business disputes. She assisted in numerous cases in federal and state courts and in arbitrations before FINRA. Jamie also investigated and responded to governmental and regulatory inquiries.
