Phil Feigen brings a unique perspective to providing general corporate advice, as well as complex business counsel to clients in ever-changing regulatory environments. For more than 20 years, Phil has been providing guidance with respect to Small Business Investment Companies and other Small Business Administrative regulations, federal and state banking laws and federal securities laws.
Phil focuses on helping clients through the SBIC licensing process so that they may realize the benefits of the program and increase the amount of investment dollars they are able to manage in their funds. While he works with funds of all sizes, Phil’s experience has been focused on specialty funds under $300 million.
Phil is recognized as a go-to lawyer for formation and licensing of SBICs, as well as post licensing and transactional regulatory advice. He uses his knowledge of the regulations and relationships with the SBA to guide clients through the process. He also has sophisticated experience representing both private and public financial institutions in corporate transactions, as well as general and complex bank regulatory issues. Phil routinely negotiates with federal and state regulators in order to problem solve significant compliance issues. Phil is experienced in Sarbanes-Oxley compliance, proxy contests, fiduciary duty issues and general SEC registration and ongoing compliance advice.
More Legal and Business Bylines From Philip G. Feigen
- Senate Approves Paycheck Protection Program Expansion and Additional Funds for Health Care; House to Vote Thursday - (Posted On Tuesday, April 21, 2020)
- SBA Releases Interim Final Rule Supplementing Existing Rules for Paycheck Protection Program - (Posted On Wednesday, April 15, 2020)
- Federal Reserve Releases Details on Main Street New Loan Facility - (Posted On Thursday, April 09, 2020)
- PPMs and the Affiliate Conundrum under the CARES Act—Including April 3, 2020 SBA Affiliate Guidance - (Posted On Monday, April 06, 2020)
- Steps Private Equity Managers Should Take Now, Both For the Present and Post-Crisis - (Posted On Friday, April 03, 2020)
- SBA Issues New Guidance on Paycheck Protection Program - (Posted On Friday, April 03, 2020)
- Additional Treasury Guidance on SBA 7(a) Loan Program Under CARES Act - (Posted On Wednesday, April 01, 2020)
- Fed Board Clears Rewrite of Volcker Rule - (Posted On Monday, June 04, 2018)
- U.S. House of Representatives Sends Regulatory Relief Bill to President’s Desk - (Posted On Thursday, May 24, 2018)
- Proposed CFPB Regulations Seek to Expand Agency's Disclosure Opportunities - (Posted On Tuesday, December 20, 2016)
The National Law Review recognizes Jan S. Gilbert, Diana V. Vilmenay, Emily N. Doan, Philip G. Feigen and Sara C. Ainsworth. from Polsinelli as 2021 Go-To Thought leaders for their contributions regarding federal legislation targeted to help restaurants during the ongoing COVID-19 pandemic. Polsinelli's authors compiled timely news and guidance concerning the Restaurant Revitalization Fund (RRF) helping readers break down eligibility requirements, waiting periods, revenue loss requirements, and special concerns for franchisees, providing readers with valuable and actionable advice.