| Sep 6 2014 |
Banking Agencies Adopt Supplementary Leverage Ratio Final Rule |
Katten |
| Jan 31 2020 |
SEC Designates Decision Deadline for Proposed Off-Floor Position Transfer Rule Changes |
Katten |
| Jan 5 2014 |
Commodity Futures Trading Commission (CFTC) Extends Relief from Oral Communication Recording Requirements |
Katten |
| Apr 26 2016 |
Launch of New Generic Top Level Domains .store and .shopping |
Katten |
| Jan 12 2014 |
SEC Division of Corporation Finance Issues Five Additional Compliance and Disclosure Interpretations (C&DI) Relating to “Bad Actor” Rule |
Katten |
| Dec 21 2018 |
ISDA Publishes 2018 Benchmark Supplement Protocol |
Katten |
| Jun 21 2019 |
EPA Issues Final Guidance for States for Consideration of PM2.5 Precursors |
Katten |
| Feb 10 2020 |
Bridging the Week by Gary DeWaal: February 3 to 7, and February 10, 2020 (Potential Crypto Certainty; Market Disruption; ADRs; Block Trades) |
Katten |
| Mar 3 2022 |
Client Alert: Proposed SEC Rules for Investment Advisers and Regulated Funds, and New FTC Safeguard Rule Applicable to Private Funds |
Katten |
| Jan 19 2014 |
Commodity Futures Trading Commission (CFTC) Issues No-Action Relief to Futures Commission Merchants (FCM) Relating to Enhanced Customer Protection Rules |
Katten |
| Nov 13 2015 |
Comptroller Revises Credit Card Lending; Announces Rescissions |
Katten |
| Jun 28 2019 |
White House CEQ Issues New Draft NEPA Guidance on Assessing GHG Emissions |
Katten |
| May 2 2018 |
Between Bridges by Gary DeWaal – May 2, 2018 (Actual Delivery; Manipulative Device or Contrivance) |
Katten |
| Mar 12 2021 |
SEC Issues No Action Letter on Treatment of Reserved Powers Trust as Non-US Person by Non-US Investment Adviser for Registration Exemption |
Katten |
| Jul 2 2019 |
National Futures Association Proposes Overhaul of its Member Requirements for the Supervision of Branch Offices and Guaranteed Introducing Brokers |
Katten |
| May 11 2016 |
Landmark Trade Secrets Law Creates New Federal Civil Cause of Action and Compliance Obligations for All Employers |
Katten |
| May 4 2018 |
SEC Proposes Conduct Standards for Investment Advisers |
Katten |
| Apr 28 2017 |
CFTC Extends Relief to CTAs With Third-Party Recordkeepers |
Katten |
| May 15 2020 |
NFA Issues Warning Regarding Phishing Emails |
Katten |
| Sep 27 2022 |
Federal Trade Commission Releases Guidance to Merchants That Offer Buy Now/Pay Later (BNPL) Options to Customers |
Katten |
| May 10 2018 |
SEC Proposes Fiduciary Rule for Broker-Dealers |
Katten |
| Sep 28 2022 |
Is the Metaverse a Giant 'Native Advertisement'? |
Katten |
| Feb 8 2014 |
Securities and Exchange Commission (SEC) Issues No-action Relief Regarding Registration of Mergers and Acquisitions (M&A) Brokers |
Katten |
| Feb 15 2024 |
Supreme Court Considers Whether Pure Omissions Can Support Section 10(b) Liability |
Katten |
| Dec 2 2016 |
Changes in Required Minimum Security Deposits for Forex Transactions |
Katten |
| Nov 20 2017 |
2017 Year-End Estate Planning Advisory-November 20, 2017 |
Katten |
| May 19 2020 |
Business Unusual For Financial Services Firms – Returning to New Variations of "the Workplace" |
Katten |
| May 5 2017 |
CFTC Proposes Amendments to Certain Rules Governing CCO Duties and Annual Reports |
Katten |
| Dec 7 2016 |
U.S. Supreme Court Alters Standard for Design Patent Damages and Takes Apple's $400 Million Victory Over Samsung Away (At Least for Now) |
Katten |
| Nov 6 2020 |
SEC Approves Amendments to Harmonize and Simplify Offering Exemptions |
Katten |
| Mar 9 2020 |
Bridging the Week by Gary DeWaal: March 2 - 6, and March 9, 2020 (COVID-19; Business Continuity Plans; Capping AML Surveillance Alerts) |
Katten |
| May 18 2015 |
US House of Representatives Holds Hearing on the .SUCKS New gTLD and ICANN Accountability and Stakeholder Trust |
Katten |
| Apr 20 2013 |
Bill Introduced to Require Study on Basel Committee on Banking Supervision (Basel III) |
Katten |
| May 26 2015 |
Form BE-10 Filing Deadline Looms re: Foreign Investments by U.S. Persons |
Katten |
| Mar 1 2024 |
How Will Rising Interest Rates and Economic Uncertainty Impact Real Estate Industry in 2024? |
Katten |
