| Jun 7 2022 |
SEC Proposes New Disclosure and Reporting Requirements Concerning ESG for Advisors and Registered Investment Funds |
ArentFox Schiff LLP |
| May 23 2018 |
SEC Proposes New Disclosure Requirements for Financial Professionals |
Vedder Price |
| Jan 12 2016 |
SEC Proposes New Exemptive Rule Governing Funds’ Use of Derivatives |
Vedder Price |
| May 27 2020 |
SEC Proposes New Fair Valuation Framework for Registered Funds |
Vedder Price |
| Apr 28 2020 |
SEC Proposes New Fair Value Rule 2a-5 |
K&L Gates |
| Oct 15 2015 |
SEC Proposes New Liquidity Risk Management Rules for Mutual Funds and ETFs |
Vedder Price |
| Aug 14 2020 |
SEC Proposes New Modernization Fund Disclosure Regime |
Vedder Price |
| Nov 4 2022 |
SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisors |
ArentFox Schiff LLP |
| May 1 2015 |
SEC Proposes New Pay versus Performance Disclosure Rules |
McDermott Will & Emery |
| May 1 2015 |
SEC Proposes New Pay-for-Performance Rules |
Katten |
| Feb 12 2015 |
SEC Proposes New Proxy Rules for the Disclosure of Hedging by Directors, Officers, and Other Employees |
Womble Bond Dickinson (US) LLP |
| Aug 31 2023 |
SEC Proposes New Requirements to Address Conflicts of Interest in the Use of Artificial Intelligence and Similar Technologies |
Vedder Price |
| Aug 19 2016 |
SEC Proposes New Rule and Rule Amendment Requiring Business Continuity and Transition Plans for Advisers |
Vedder Price |
| Jan 31 2020 |
SEC Proposes New Rule Governing Funds' Use of Derivatives |
Vedder Price |
| Dec 18 2015 |
SEC Proposes New Rule Governing Funds’ Use of Derivatives |
Vedder Price |
| May 22 2018 |
SEC Proposes New Rule That Would Require Broker-Dealers to Act in Best Interest of Retail Customers |
Vedder Price |
| Jul 23 2018 |
SEC Proposes New Rule to Permit Certain ETFs to Operate Without an Exemptive Order |
Vedder Price |
| Nov 17 2022 |
SEC Proposes New Rule With Respect To Outsourcing By Investment Advisers |
Barnes & Thornburg LLP |
| Oct 25 2013 |
SEC Proposes New Rules for Crowdfunding Exemption |
Katten |
| Feb 14 2022 |
SEC Proposes New Rules for Private Fund Advisers |
McDermott Will & Emery |
| Dec 22 2021 |
SEC Proposes New Rules for Share Repurchases and Rule 10b5-1 and Insider Trading Matters |
Womble Bond Dickinson (US) LLP |
| Apr 1 2022 |
SEC Proposes New Rules for SPACs: What will the future hold for SPACs? |
Foley & Lardner LLP |
| May 4 2022 |
SEC Proposes New Rules in Response to GameStop Trading and Related Market Volatility |
Vedder Price |
| Mar 17 2022 |
SEC Proposes New Rules on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure |
Foley & Lardner LLP |
| Jul 7 2016 |
SEC Proposes New Rules That Would Make Available Scaled Disclosure to More Companies |
McDermott Will & Emery |
| Dec 20 2019 |
SEC Proposes New Rules to Implement Resource Extraction Disclosure Rules |
Katten |
| Apr 21 2022 |
SEC Proposes New Rules To Standardize Climate-Related Disclosures |
Barnes & Thornburg LLP |
| Feb 10 2022 |
SEC Proposes New Securities Lending Reporting Requirements |
Vedder Price |
| Mar 10 2022 |
SEC Proposes New Short Position Reporting Rules For Investment Managers |
Barnes & Thornburg LLP |
| Dec 3 2010 |
SEC Proposes New Whistleblower Rules Under the Dodd-Frank Act of 2010 |
Hunton Andrews Kurth |
| May 11 2015 |
SEC Proposes Pay Versus Performance Disclosure Rule |
Hunton Andrews Kurth |
| May 7 2015 |
SEC Proposes Pay Versus Performance Rules |
Morgan, Lewis & Bockius LLP |
| Dec 18 2015 |
SEC Proposes Payment Disclosure Rules for Resource Extraction Issues |
Katten |
| Feb 13 2022 |
SEC Proposes Radical Changes to Practices for Private Funds |
Katten |
| Mar 26 2019 |
SEC Proposes Registration, Communications and Offering Reform for Closed-End Funds and Business Development Companies |
Faegre Drinker |
| Jun 13 2022 |
SEC Proposes Regulations to Address “Greenwashing” By Investment Funds |
Mintz |
| Apr 25 2018 |
SEC Proposes Regulations to Reform Retail Investment Standards |
Faegre Drinker |
| Oct 13 2020 |
SEC Proposes Relief from Broker-Dealer Registration for Certain Finders |
Mintz |
| Mar 15 2023 |
SEC Proposes Replacing Its Regulations Under the Federal Privacy Act |
Squire Patton Boggs (US) LLP |
| Dec 14 2015 |
SEC Proposes Requirements for Funds’ Use of Derivatives and Other Financial Transactions |
Morgan, Lewis & Bockius LLP |
| Jan 20 2014 |
SEC Proposes Revised Rules for Regulation A Exemption Permitting Securities Offerings up to $50 Million |
Womble Bond Dickinson (US) LLP |
| Dec 21 2018 |
SEC Proposes Risk Mitigation Rules for Uncleared Security-Based Swaps |
Katten |
| Jan 8 2021 |
SEC Proposes Rule 144 Tacking Amendments |
Katten |
| Oct 27 2016 |
SEC Proposes Rule Amendment to Shorten Settlement Cycle From Three Business Days to Two |
Vedder Price |
| Jan 22 2020 |
SEC Proposes Rule Amendments Designed to Expand Access to Private Investment Opportunities |
Cadwalader, Wickersham & Taft LLP |
| Sep 5 2012 |
SEC Proposes Rule Amendments to Eliminate the Prohibition against General Solicitation and Advertising in Certain Securities Offerings |
ArentFox Schiff LLP |
| Jan 11 2015 |
SEC Proposes Rule Amendments to Implement JOBS Act Registration Thresholds |
Katten |
| Jun 10 2022 |
SEC Proposes Rule and Form Amendments to Enhance Disclosures by Advisers and Funds About ESG Investment Practices |
Vedder Price |
| Dec 22 2018 |
SEC Proposes Rule and Rule Amendments For Fund of Funds |
Faegre Drinker |
| Nov 20 2019 |
SEC Proposes Rule Changes for Proxy Advisory Firms |
Vedder Price |
