Securities SEC

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Published Title Organization
Jun
12
2020
 Regulation BI Challenged in Second Circuit Bracewell LLP
Jun
12
2020
 Nevada Developers' Ignorance Of Investors' Location Precludes Suit In California Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun
11
2020
 It’s Almost June 30th – Time to Evaluate Your Filer Status under the Recently Amended Thresholds Mintz
Jun
10
2020
 OCC Seeks Comment on Cryptocurrency and Distributed Ledger Technology Hunton Andrews Kurth
Jun
10
2020
 The GATS (Global Aircraft Trading System) Out of the Bag Vedder Price
Jun
10
2020
 SEC Reaffirms and Expands Prior No-Action Relief for Registered Funds and Business Development Companies Participating in TALF 2020 Faegre Drinker
Jun
10
2020
 Fed Provides Further Updates to Main Street Lending Program, Expanding Availability in Advance of Program Launch Sheppard, Mullin, Richter & Hampton LLP
Jun
10
2020
 Can a Virtual Currency Position Be Treated as a Commodity for Tax Purposes? McDermott Will & Schulte LLP
Jun
10
2020
 Federal Court Mandates Agency Review Whistleblower Claim Denial Kohn, Kohn & Colapinto
Jun
10
2020
 Canceled, Suspended, Forfeited - What's The Difference? Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun
9
2020
 SEC Whistleblower Complaints Swell to a Flood: How to Find the High Ground of Sound Compliance Mintz
Jun
9
2020
 DOJ Updates Corporate Compliance Guidance Sheppard, Mullin, Richter & Hampton LLP
Jun
9
2020
 CFTC Proposes Expanding Exemption for Non-U.S. Commodity Pool Operators Greenberg Traurig, LLP
Jun
9
2020
 DBO Filings Will No Longer Be Displayed On Website Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun
8
2020
 Kirschner Decision—Implications for CLOs and Syndicated Loans Cadwalader, Wickersham & Taft LLP
Jun
8
2020
 Can Airlines Seek Relief under EETC Financing? Vedder Price
Jun
8
2020
 FinCEN Issues Notice on SARs Filing Figures Sheppard, Mullin, Richter & Hampton LLP
Jun
8
2020
 Show Me the Money … all the Money - ICO Issuer Required to Return $25 Million to Investors Polsinelli PC
Jun
8
2020
 Do California Courts Classify Promissory Notes As Securities Based On Their Phenotype? Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun
5
2020
 DOL Information Letter Outlines Fiduciary Considerations for Including Private Equity Allocations in Defined Contribution Plan Investments Proskauer Rose LLP
Jun
5
2020
 CBOE Exchange Proposes to Temporarily Extend the Filing Deadline for Certain Supervision-Related Reports Katten
Jun
5
2020
 SEC Whistleblower Earns Record-Breaking Award of $50 Million Kohn, Kohn & Colapinto
Jun
5
2020
 NFA Proposes Amendments to Interpretive Notice Regarding AML Programs and Interpretive Notice on Disclosures for Security Futures Contracts Katten
Jun
5
2020
 ESMA Updates Transparency Opinions, MiFID II Q&As & Clearing Services Commercial Terms Katten
Jun
5
2020
 SEC Announces Record-Breaking $50 Million Award to Whistleblower Proskauer Rose LLP
Jun
4
2020
 California AG Issues Final Regulations Ahead of CCPA Enforcement Date Varnum LLP
Jun
4
2020
 The Second Circuit Hears the Reg BI Challenge Oral Argument Faegre Drinker
Jun
4
2020
 When Shares May Be Convertible At Corporation's Option Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun
3
2020
 SEC Whistleblower Awards Skyrocket in 2020 Katz Banks Kumin LLP
Jun
3
2020
 Majority Shareholder Threats May Backfire Norris McLaughlin P.A.
Jun
2
2020
 Chancery Court Declines To Dismiss Derivative Claims For Audit Committee Oversight Failure And Unjust Enrichment K&L Gates LLP
Jun
2
2020
 COVID-19: Still Open for Business, and Business is Booming: What Companies Should Expect from the SEC in the Time of COVID-19 K&L Gates LLP
Jun
2
2020
 When 1% Is Tantamount To 33 1/3% Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun
1
2020
 Are Leveraged Loans Subject To Securities Laws? It Depends… Mintz
Jun
1
2020
 Issuers of Digital Securities May Benefit from Proposed Changes to Regulation A Proskauer Rose LLP
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