Securities SEC

Published between:
Published Title Organization
Aug
28
2023
Texas Amends Data Breach Notification Law, Updates Effective September 1 Sheppard, Mullin, Richter & Hampton LLP
Aug
28
2023
Brokers Beware – The Massachusetts Fiduciary Rule Is Here to Stay K&L Gates LLP
Aug
28
2023
Streamlining M&A Transactions: New Broker-Dealer Exemption Empowers Intermediaries Varnum LLP
Aug
28
2023
SEC Cybersecurity Reporting Requirements for Public Companies: Applying Old Standards to New Risks Bracewell LLP
Aug
28
2023
Employers Get a 2-Year Breather on Complying with the Secure 2.0 Change to Catch-Up Contributions Blank Rome LLP
Aug
28
2023
IRS Offers Two-Year Transition Period to Implement SECURE 2.0 Roth Catch-Up Requirement Proskauer Rose LLP
Aug
28
2023
Australia: The Reserve Bank’s Central Bank Digital Currency Trial K&L Gates LLP
Aug
25
2023
First SEC Enforcement Action Arising Out of the New Marketing Rule Targets Fintech Investment Advisor Titan Global Management K&L Gates LLP
Aug
25
2023
Second Circuit Clarifies Nature of Actionable Opinions Under Securities Laws Proskauer Rose LLP
Aug
25
2023
SEC Finalizes New Data Breach Reporting Rule; NIST Releases Cybersecurity Framework 2.0 Keller and Heckman LLP
Aug
25
2023
SEC Adopts Extensive New Rules for Investment Advisers to “Private Funds,” but Excludes CLOs and Other “Securitized Asset Funds” from Those Rules Cadwalader, Wickersham & Taft LLP
Aug
25
2023
SEC Adopts Controversial and Sweeping Changes to Private Fund Rules; Requires Documentation of Annual Compliance Reviews Katten
Aug
25
2023
SEC Adopts Final Rule Governing Private Fund Advisers Barnes & Thornburg LLP
Aug
25
2023
SEC Finalizes New Data Breach Reporting and Cybersecurity Disclosure Rules; NIST Releases Cybersecurity Framework 2.0 Keller and Heckman LLP
Aug
25
2023
SFC Publishes Long-Awaited Conclusions on Enforcement-Related Reform Proposals K&L Gates LLP
Aug
25
2023
Crypto Anti-Touting Lawsuits: Celebrity Settlements with SEC Following Alleged Failures to Disclose Payment for Promotion of Crypto Assets on Twitter ArentFox Schiff LLP
Aug
25
2023
Three Arrows Capital Co-Founder Avoids Contempt and Sanctions in United States, But Bankruptcy Court Previews Worldwide Enforcement Options Squire Patton Boggs (US) LLP
Aug
25
2023
The Generative AI Revolution: Key Legal Considerations for the Cannabis Industry ArentFox Schiff LLP
Aug
25
2023
Maine Office of Securities Enforcement Update Pierce Atwood LLP
Aug
24
2023
Privacy Tip #370 – Check Your Privacy Settings Frequently Robinson & Cole LLP
Aug
24
2023
Landmark Decision by United Arab Emirates DIFC in CCPA Data Protection Adequacy Decision Robinson & Cole LLP
Aug
24
2023
CISA Urges Secure by Design for AI Tools Robinson & Cole LLP
Aug
24
2023
The SEC’s New Rules for Private Fund Advisers: A Dose of Transparency for the Private Markets K&L Gates LLP
Aug
24
2023
SEC Adopts Private Fund Adviser Rules Proskauer Rose LLP
Aug
24
2023
Are Directors Employees and Are Their Homes Their "Workplaces"? Allen Matkins Leck Gamble Mallory & Natsis LLP
Aug
23
2023
ESOP Insights: Strategies for Private Company Owners [Video] ArentFox Schiff LLP
Aug
23
2023
You Want to Sell Your Business for What? Securing a Beautiful Sale Price at Closing Bradley Arant Boult Cummings LLP
Aug
23
2023
A Guide to the Corporate Transparency Act for Individuals with Closely Held Businesses and State-Monitored Entities Created for their Estate Planning Goulston & Storrs
Aug
23
2023
Judge Rules Beneficial Owner of Shares Lacks Standing to Bring Direct Claims Against Corporation and its CEO Allen Matkins Leck Gamble Mallory & Natsis LLP
Aug
22
2023
Second Circuit Clarifies the Circumstances in Which Presumptions Can Be Used to Support Federal Securities Fraud Class Action Lawsuits Mintz
Aug
22
2023
A Different Kind of IPO: Going “Public” with Your Private Foundation Blank Rome LLP
Aug
21
2023
Updates Regarding Exports of Certain Nuclear Items to China and Macau Squire Patton Boggs (US) LLP
Aug
21
2023
Visa Options for Latin American Investors and Companies Greenberg Traurig, LLP
Aug
18
2023
Compliance Guidelines for the New York Commercial Finance Disclosure Law (CFDL) Norris McLaughlin P.A.
Aug
18
2023
Securities Lawsuit Against Retailer Due to Losses Allegedly Caused By Conservative Boycott Due to Company's Embrace of Pro-LGBTQ Values Mintz
 
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