September 20, 2021

Volume XI, Number 263

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September 20, 2021

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CME Group Inc. Launches Exchange Action Database re: Futures and Options Exchanges

On April 23, CME Group Inc. issued a special executive report informing market participants that it has launched a searchable database of disciplinary actions, summary access denial actions and emergency actions taken by the Chicago Mercantile Exchange, Chicago Board of Trade, New York Mercantile Exchange and Commodity Exchange, Inc. Market participants will be able to search the database for exchange actions dating back to 2010 by date range, category or keyword. The special executive report also indicated that the exchanges will continue to disseminate summaries of exchange actions via email. 

The searchable database is available here

The special executive report is available here.

©2021 Katten Muchin Rosenman LLPNational Law Review, Volume IV, Number 115
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About this Author

Kevin M. Foley, Finance Lawyer, Katten Llaw Firm
Partner

Kevin M. Foley has extensive experience in commodities law and advises a wide range of clients, both in the United States and abroad, on compliance with the Commodity Exchange Act and the rules of the Commodity Futures Trading Commission (CFTC) affecting traditional exchange-traded products, as well as the over-the-counter markets involving swaps and other derivative instruments. His clients include futures commission merchants, derivatives clearing organizations, designated contract markets, foreign boards of trade and an industry trade association.

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312-902-5372
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