October 28, 2020

Volume X, Number 302

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October 27, 2020

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October 26, 2020

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NFA Announces Webinar to Debut Updated Annual Questionnaire

National Futures Association (NFA) recently redesigned its Annual Questionnaire, which applicants are required to submit with their NFA membership applications and current members are required to file annually. On September 29, at 9:30 a.m. CT/10:30 a.m. ET, NFA will host a webinar to address the transition to the new Annual Questionnaire.

Among other changes, the updated Annual Questionnaire:

  1. uses dynamic question logic so that members will only be required to answer questions relevant to their operations;

  2. consolidates specific questionnaires based on registration category into one master questionnaire;

  3. includes new questions and clarifies existing questions; and

  4. integrates material with other NFA systems, including NFA’s Exemptions System and Online Registration System.

The redesigned Annual Questionnaire will launch on October 2.

Registration information for the webinar covering the new Annual Questionnaire is available here.

©2020 Katten Muchin Rosenman LLPNational Law Review, Volume X, Number 269
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About this Author

Kevin M. Foley, Finance Lawyer, Katten Llaw Firm
Partner

Kevin M. Foley has extensive experience in commodities law and advises a wide range of clients, both in the United States and abroad, on compliance with the Commodity Exchange Act and the rules of the Commodity Futures Trading Commission (CFTC) affecting traditional exchange-traded products, as well as the over-the-counter markets involving swaps and other derivative instruments. His clients include futures commission merchants, derivatives clearing organizations, designated contract markets, foreign boards of trade and an industry trade association.

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312-902-5372
Laura Krcmaric, Financial Services Attorney, Katten Law Firm
Associate

Laura Krcmaric represents clients in the financial services industry, focusing on regulatory and compliance work. Prior to joining Katten, Laura served as counsel for Credit Suisse, where she provided advice to the private banking and wealth management division. She also was an honors intern with the Securities and Exchange Commission.

While in law school, Laura served as a staff member and symposium editor for the North Carolina Law Review. She also was a member of the Community Development Law Clinic, representing nonprofit organizations.

312.902.5437
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