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NFA Updates the Forex Regulatory Guide
Friday, January 6, 2017

On December 23, 2016, National Futures Association released an updated version of Forex Transactions: A Regulatory Guide.

NFA revised the “Security Deposits” section of the regulatory guide to add references to recent notices to members regarding minimum security deposits requirements. More information about the revised minimum security deposits is available in the November 11, 2016 edition and December 2, 2016 edition of Corporate & Financial Weekly Digest.

NFA also incorporated technical amendments to the guide to conform to the definitions in Section 1a of the Commodity Exchange Act.

The updated regulatory guide is available here.

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