December 1, 2020

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November 30, 2020

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What to Do If the SEC Comes Knocking on Your Door [Podcast]

Justin and Michael discuss what may happen when you are served with a subpoena from the SEC, or get approached by the Department of Justice, and what steps you should take in response. In the second half of the discussion, Justin and Michael focus on some issues in the crypto space.

©2011-2020 Carlton Fields, P.A. National Law Review, Volume IX, Number 191
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About this Author

Justin Wales Attorney Carlton Fields Law Firm
Senior Counsel

Justin Wales serves as co-chair of the firm’s blockchain practice. He represents a wide range of blockchain, fintech and financial services clients on fundraising and regulatory matters, including executing compliant token offerings. A recognized leader in the burgeoning cryptocurrency industry and early cryptocurrency adopter, Justin provides business and technical product counseling for his clients, as well as advice regarding domestic and international corporate formation options, intellectual property protection, and other general corporate matters. He speaks and writes often about the...

305.347.6830
Michael Yaeger Litigator Carlton Fields New York

Michael Yaeger is a litigator whose practice focuses on government investigations and cybersecurity matters, as well as related regulatory issues and civil litigation. His years prosecuting, defending, and litigating a wide range of white-collar and regulatory matters, both on trial and appeal, have given him deep experience managing risks that cross the boundaries between criminal, regulatory, and civil litigation. The combination of his government and private sector experience — prosecuting securities frauds and cybercrime in the government, and leading internal...

212.380.9623
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