| Jun 14 2021 |
My Mother Wants to Invest in My Startup: Raising Funds With Non-Accredited Investors |
Varnum LLP |
| Jun 14 2021 |
Whistleblowers Help SEC Uncover Fraudulent Transfers, Receive Awards Totaling $3 Million |
Kohn, Kohn & Colapinto |
| Jun 14 2021 |
Why Common Shares May Not Be Common Stock |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 10 2021 |
SEC Commissioner Roisman Suggests Safe Harbor for ESG Disclosures |
Mintz |
| Jun 9 2021 |
SEC Chairman Requests Recommendations on Restricting Rule 10B5-1 Plans |
McDermott Will & Schulte LLP |
| Jun 9 2021 |
A Step Towards Clarity? The NYC Bar Compliance Committee Seeks to Set Forth Guidance on Bringing Enforcement Action Against Chief Compliance Officers |
Epstein Becker & Green, P.C. |
| Jun 9 2021 |
Biden Administration Prioritizes Increased and Broadened Anti-Corruption Enforcement |
Bracewell LLP |
| Jun 9 2021 |
Family Offices Receive Increased Regulatory Scrutiny |
Katten |
| Jun 9 2021 |
SEC Chair Gensler Testifies on “Unprecedented Surge” in SPACs |
Proskauer Rose LLP |
| Jun 8 2021 |
No Good Deed Goes Unpunished: Growing ESG Litigation Risks |
Womble Bond Dickinson (US) LLP |
| Jun 8 2021 |
Fixing FICC: Agency Proposes Rule Changes to Encourage More Repo Clearing |
Norris McLaughlin P.A. |
| Jun 8 2021 |
How to “Perfect” an SEC Whistleblower Tip to Qualify for an SEC Whistleblower Award |
Zuckerman Law |
| Jun 8 2021 |
Before the Supreme Court of the United States |
Wilson Elser Moskowitz Edelman & Dicker LLP |
| Jun 7 2021 |
Biden Administration ESG Activity Accelerates |
K&L Gates LLP |
| Jun 7 2021 |
When the Dust Settles: A Closer Look at the SPAC Boom and Potential Litigation to Follow [WEBINAR] |
Mintz |
| Jun 4 2021 |
SPAC Chat Ep. 5: Tempering the SPAC Hype [PODCAST] |
Mintz |
| Jun 4 2021 |
Under Armour, Inc. Settles Securities and Exchange Commission Enforcement Action Targeting Undisclosed Practice of Pulling Sales Forward to Obscure Gaps in Projected Quarterly Revenues |
Nelson Mullins |
| Jun 4 2021 |
Unsuccessful Derivative Plaintiff Found Personally Liable For Defendant's Attorneys' Fees |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jun 2 2021 |
SEC Publishes Lists of Rules Scheduled for Review under Regulatory Flexibility Act |
Vedder Price |
| Jun 2 2021 |
Private Funds in the Hot Seat under Gensler's SEC |
Foley & Lardner LLP |
| Jun 2 2021 |
SEC Files Suit Against Five Alleged Promoters of Crypto Lending Program |
Nelson Mullins |
| Jun 2 2021 |
SEC Whistleblowers Receive Awards of $10 Million and $13 Million |
Kohn, Kohn & Colapinto |
| Jun 2 2021 |
SEC’s Division of Examinations Issues Risk Alert Cautioning Firms to Comply with Suspicious Activity Monitoring and Reporting |
Vedder Price |
| Jun 1 2021 |
SEC’s Division of Examinations Issues Risk Alert on ESG Investing |
Vedder Price |
| Jun 1 2021 |
SEC Staff Reaffirms Guidance for Conducting Shareholder Meetings during Pandemic |
Vedder Price |
| Jun 1 2021 |
Game On: FINRA Hints at Upcoming Gamification Sweep |
Sheppard, Mullin, Richter & Hampton LLP |
| May 27 2021 |
SEC Brings “Naked Short Selling” Case |
Winstead |
| May 27 2021 |
NYSE Amends Related Party Transaction Approval Rule |
Mintz |
| May 27 2021 |
Margin, I Have to Have More Margin: The National Securities Clearing Corporation Proposes to Increase the Minimum Required Fund Deposit |
Norris McLaughlin P.A. |
| May 27 2021 |
Cleaning Up Crypto: How Whistleblowers Can Help Stop Cryptocurrency Scams, Money Laundering, and Tax Evasion, and Make Money Doing It |
Tycko & Zavareei LLP |
| May 27 2021 |
Securities Litigation Update: First Circuit Endorses Broad View of Extraterritorial Reach of the Federal Securities Laws, Cementing Split with the Second Circuit on the Meaning of a “Domestic” Transaction |
Cadwalader, Wickersham & Taft LLP |
| May 26 2021 |
NYSE Amends Shareholder Approval Rules |
Mintz |
| May 26 2021 |
Review of the SEC Whistleblower Program: At the Crossroads of Securities Law and Whistleblower Protection |
Proskauer Rose LLP |
| May 26 2021 |
“We are not going to be moving slowly” SEC Director on ESG Disclosure Requirements |
Kohn, Kohn & Colapinto |
| May 25 2021 |
Data Integrity: The SEC Sanctions S & P Dow Jones Indices LLC |
Norris McLaughlin P.A. |
