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CFTC Adds 22 Unregistered Foreign Entities to RED List & Opens Registration for Empower Innovation 2020 Event
Monday, August 31, 2020

LabCFTC Opens Registration for September 24 Empower Innovation 2020 Event

On August 20, the Commodity Futures Trading Commission opened registration and released the agenda for LabCFTC’s first Empower Innovation 2020 session, “The Power of Innovation: Where Tech & Crisis Collide.” Empower Innovation 2020 is a three-part virtual series hosted by LabCFTC to facilitate a dialogue on fintech innovation among innovators, regulators, market participants and the public. The agenda includes discussions on technology and innovation during the pandemic as well as its role in rebuilding after a crisis.

The press release is available here.

CFTC Adds 22 Unregistered Foreign Entities to RED List

On August 24, the Commodity Futures Trading Commission added 22 unregistered foreign entities to its Registration Deficient List (RED List). A firm is added to the RED List when the CFTC determines that such firm (1) is not registered with the CFTC; and (2) appears to be acting in a capacity that requires registration, such as trading binary options, foreign currency or other products. The RED List is available here, and provides information about the listed entities and why the CFTC recommends individuals not engage in financial transactions with them.

The press release is available here.

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