Jack A. WestAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail312-902-5463 Professional Biography Jack West is an associate in the Financial Markets and Funds practice. More Legal and Business Bylines From Jack A. West SEC Small Business Capital Formation Advisory Committee to Discuss Opportunities for Underrepresented Founders and Investors - (Posted On Friday, April 30, 2021) Upcoming Effective Date of FINRA Rules Regarding Brokers With a Significant History of Misconduct - (Posted On Friday, April 30, 2021) Alex Oh Resigns From SEC; Melissa Hodgman Named Acting Director of Enforcement - (Posted On Friday, April 30, 2021) NFA Issues Notice Regarding Effective Date of Interpretive Notice on Use of Third-Party Service Providers - (Posted On Friday, March 26, 2021) FINRA Releases Regulatory Notice on Policies and Procedures Relating to Fraud Involving Low-Priced Securities - (Posted On Friday, February 12, 2021) NFA Issues Notice to Members Regarding Compliance Date for Swaps Proficiency Requirements - (Posted On Friday, January 08, 2021) CFTC Staff Provides Temporary Relief to Futures Commission Merchants Regarding Certain SOFR-Linked Investments - (Posted On Friday, January 08, 2021) CFTC and ESMA Sign Enhanced MOU Related to Certain Recognized Central Counterparties - (Posted On Friday, January 08, 2021) CFTC Final Rules Related to Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants & Related to SEFs and Withdraws Comprehensive Proposals - (Posted On Friday, December 11, 2020) NFA Issues Notice to Members Regarding Compliance Date Swaps Proficiency Requirements - (Posted On Friday, December 11, 2020) Pagination Page 1 Next page Next › Current Legal Analysis California Legislature Advances Bills Impacting Private Equity and Management Services Organizations by: Paul A. Gomez , Ashley N. Osak Asked & Answered: A Labor & Employment Law Podcast Episode 10: The Pregnant Workers Fairness Act: What Employers Need to Know Now [Podcast] by: Kelly Dobbs Bunting , Mikaela Shaw Masoudpour Ogletree Deakins Payroll Brass Tax: SUB Plans—A Cost-Effective Alternative to Traditional Severance [Podcast] by: Michael K. Mahoney July 2025 Bounty Hunter Plaintiff Claims by: Sophia B. Castillo , Mitzi Ng Clark Employee Taxed on Mistakenly-Issued Stock by: David B. Shiner Australian Privacy Law Reform Tranche 2: The Time for Conversation is Over by: Cameron Abbott , Rob Pulham Sixth Circuit Provides Clarity about Application of Attorney-Client Privilege and Work-Product Doctrine to Internal Investigations by: Jeffrey A. Zager , Newton B. Fowler, III Illinois General and Franchise Tax Amnesty Programs Set to Begin Oct. 1, 2025 by: Breen M. Schiller Florida’s SB 492 and the Future of Wetland Development by: Andrew Cromer , Adam R. Troutwine The AI Oversight Gap: IBM's 2025 Data Breach Report Reveals Hidden Costs of Ungoverned AI by: Jason M. Loring Protecting Trade Secrets and Confidential Information in Global Supply Chains: Legal Strategies for Manufacturers by: Peter Lawrence Loh Shell v Venture Global: Commissioning a Dispute by: John Gilbert , Alistair Calvert Avoiding Cross-Border Pitfalls—The Importance of Written Employment Agreements for Foreign Employers Operating in Canada by: Shir Fulga OIG Clarifies Small Entity Investment Safe Harbor for Physicians by: Stephen M. Fatum , Amy Kluesner CPPA Adopts ADMT, Cybersecurity and Risk Assessment Regulations by: Liisa M. Thomas , Kathryn Smith Upcoming Events Sep 15-16 2025 US General Counsel Summit Sep 15-16 2025 Chief Litigation Officer Summit Sep 29-30 2025 Intellectual Property Law Institute 2025 - New York Oct 20-21 2025 Intellectual Property Law Institute 2025 - California Print
