Nov 18 2013 |
An Unexpected Impasse Revisited - California Corporations |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Feb 25 2024 |
An Update on the SEC’s Cybersecurity Reporting Rules |
Hunton Andrews Kurth |
Apr 3 2014 |
An Upside to Parallel Civil and Criminal Investigations? Criminal Authorities May Have to Disclose Exculpatory Information in the Possession of the Civil Agency |
Faegre Drinker |
Jul 12 2016 |
Analysis of First 50 Crowdfunding Offerings: Following the Crowd |
Faegre Drinker |
Apr 1 2020 |
Analysis of Settlement Characteristics: An Excerpt from Cornerstone Research Report: Securities Class Action Settlements--2019 Review and Analysis. |
Cornerstone Research |
Jan 25 2018 |
Analysis of the SEC’s MiFID II No-Action Relief |
Proskauer Rose LLP |
Dec 25 2013 |
And on the 12th Day of Privacy, Something for Directors…..Mind the Gap! Re: Cyber Risks |
Mintz |
Apr 11 2014 |
And You Thought Dissenters’ Rights Didn’t Apply To Delaware LLCs (Limited Liability Corporations) |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Nov 20 2010 |
Angel Investing Principles: Doing Good While Doing Well |
Michael Best & Friedrich LLP |
Jan 24 2014 |
Angel Investor Tax Credit Program Would Be Godsend to Kentucky Businesses |
McBrayer, McGinnis, Leslie and Kirkland, PLLC |
Feb 25 2014 |
Angels and Early Exits: Sometimes, a Bird in the Bush is Worth More than a Bird in the Hand |
Michael Best & Friedrich LLP |
Feb 16 2018 |
Annual Compliance Obligation Reminders |
Vedder Price |
Nov 16 2017 |
Annual Report Reveals SEC Whistleblower Program’s Bright Future: Hundreds of Millions in Whistleblower Awards Coming Soon |
Zuckerman Law |
Apr 24 2020 |
Annual Reports And Holder Liability |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Sep 21 2020 |
Anonymous SEC Whistleblower Earns $2.4 Million Award For Prompting Commission to Open Investigation |
Kohn, Kohn & Colapinto |
Jun 24 2021 |
Anonymous SEC Whistleblower Plays Key Role in Fraud Investigation, Receives $1 Million Award |
Kohn, Kohn & Colapinto |
May 12 2021 |
Anonymous SEC Whistleblower Receives $3.6 Million Award |
Kohn, Kohn & Colapinto |
Jun 27 2017 |
Anonymous Whistleblowing: Does the SEC Whistleblower Program Protect a Whistleblower’s Identity? |
Zuckerman Law |
Oct 9 2018 |
Another Court Rules Virtual Currencies are Commodities Subject to CFTC Oversight |
Faegre Drinker |
Mar 28 2023 |
Another False Claims Act Salvo in DOJ’s “Civil Cyber-Fraud Initiative” |
Squire Patton Boggs (US) LLP |
Dec 8 2017 |
Another Foolish Inconsistency – This Time For Broker-Dealers |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Sep 15 2011 |
Another Fraud Case for the Record Books |
Risk and Insurance Management Society, Inc. (RIMS) |
May 14 2015 |
Another Insider-Trading Case Survives Newman Scrutiny |
Proskauer Rose LLP |
Aug 31 2020 |
Another One Bites The Dust - SEC Charges Issuer and CEO in Fraudulent ICO |
Polsinelli PC |
Nov 2 2019 |
Another Postponement of Margin Rules for Covered Agency Transactions Under FINRA Rule 4210 |
Katten |
Mar 17 2014 |
Another Reason Not To Like California’s New LLC Act |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Jun 11 2018 |
Another SEC Enforcement Action against Allegedly Fraudulent ICO |
Proskauer Rose LLP |
Feb 27 2015 |
Another SEC Whistleblower Amicus Brief On Whether Dodd-Frank Covers Internal Complaints |
Proskauer Rose LLP |
Nov 4 2022 |
Another Seven Year Wait is Over! SEC Finalizes Regulations on Clawback of Incentive Compensation for Restated Financial Statements |
Sheppard, Mullin, Richter & Hampton LLP |
May 4 2016 |
Another Warning to Mind the Non-GAAP |
Faegre Drinker |
Aug 3 2017 |
Another “Best Practices” May Not Be Best After All |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Nov 28 2017 |
Anti-Bribery Compliance Meets Permits, Approvals and Licences in India |
Foley & Lardner LLP |
Sep 3 2019 |
Antitrust Enforcers Target Securities Transactions for Violating the HSR ACT |
Polsinelli PC |
Feb 20 2012 |
Antitrust Inspections in The Energy Exchange Market |
McDermott Will & Emery |
Mar 7 2023 |
APAC: Managed Accounts and Conflicts – An Overview |
K&L Gates |
Apr 19 2023 |
APAC: Managed Accounts and Conflicts—Part 3: Separate Managed Accounts vs Funds of One |
K&L Gates |
Sep 1 2017 |
Appealing an SEC Whistleblower Award Determination |
Zuckerman Law |
Jun 26 2012 |
Appeals Court Casts Doubt on Acceptability of ‘Obey-the Law’ Injunctions |
Ifrah Law |
Jun 2 2012 |
Appeals Court Ruling Emphasizes Limits on Reach of SEC Anti-Fraud Powers |
Ifrah Law |
Nov 6 2011 |
Appeals Court Vacates SEC’s Proxy Access Rule |
Vedder Price |
Mar 21 2012 |
Appeals Ruling Stresses Value of SEC Voluntary Settlements |
Ifrah Law |
Jul 15 2020 |
Appellate Court Greenlights NYAG’s Bitfinex Investigation |
Hunton Andrews Kurth |
Oct 26 2020 |
Applicability of Regulation Best Interest to Retirement Plans |
Faegre Drinker |
Jun 1 2016 |
Application of the Joint Proposed Incentive Compensation Rule to Investment Advisers |
Proskauer Rose LLP |
Mar 23 2016 |
Applying Omnicare: Second Circuit Weighs in on Statement of Opinion Liability Post-Omnicare |
Hunton Andrews Kurth |
Feb 2 2015 |
Applying Today’s California Corporate Securities Statute To Yesterday’s Offer And Sale |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Apr 4 2014 |
Appropriate Cautionary Language Leads to Dismissal of Investor’s Securities Fraud Suit |
Katten |
Oct 30 2023 |
Approvals Sought at FCC for Experimental Operations |
ArentFox Schiff LLP |
Nov 4 2020 |
Approved Claims Rates in Securities Class Actions: Evidence from 2015–2018 Rule 10b-5 Settlements |
Cornerstone Research |
Mar 30 2013 |
April 10 Deadline for Swap End User Legal Entity Identifier Requirement |
Katten |