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Attacks on Proxy Statement Equity Compensation Disclosure

Litigation challenging equity compensation exploded in 2012 and shows no signs of slowing, with a storm of lawsuits targeting Rule 10b5-1 trading plans threatening to strike for 2013 as well. Securities partners Lawrence Levin, William Regan, Jennifer Ryan and Richard Zelichov presented this webinar update to The Gathering Storm: Equity Compensation and 10b5-1 Plans Under Attack along with a last-minute checklist for proxy statements and thoughts for the future. The program discussed the onslaught of executive compensation lawsuits regarding disclosures concerning say-on-pay, new share authorizations and IRC Section 162(m), while providing strategies and best practices for addressing these issues.

To view a PDF of the presentation materials, click here.

To view a recording of the webinar, click here.

©2020 Katten Muchin Rosenman LLP

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About this Author

Lawrence Levin, Partner, Katten Muchin Rosenman LLP
Partner

Lawrence D. Levin is co-head of the Chicago Securities practice. Companies turn to Larry for assistance with securities registration, regulation and compliance issues, as well as transactional and general corporate matters. He represents issuers and investment banks in public and private offerings of debt and equity securities, and merger and acquisition transactions, and counsels publicly held clients concerning corporate governance matters, SEC reporting and disclosure issues and executive compensation related issues.

Larry is the co-author of the...

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